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Showing 951 to 960 of 1521 search results for needs of their vulnerable customers.
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The role of regulation in encouraging investment in the City
Speech by Sarah Pritchard, Executive Director, Markets and Executive Director, International at the City and Financial Global: Future of UK Capital Markets Regulation event. -
Information for firms during the Brexit implementation period
On 31 January 2020 at 11pm the UK will leave the European Union (EU) and enter an implementation period, which is due to last until 31 December 2020. -
TR15/12: Wealth management firms and private banks: suitability of investment portfolios
many firms still have to make substantial improvements in gathering, recording and regularly updating customer information to support the investment portfolios they manage for customers. ... firms need to do more to ensure that the composition of the -
The FCA sees improvements in suitability at wealth managers, but concerns remain
However, some firms need to make substantial improvements in client information practices as well as ensuring the portfolios they manage truly reflect the needs and risk appetite of their customers. ... Getting suitability right is fundamental to -
Debating trust and confidence in banking
Speech by Martin Wheatley, Chief Executive of the FCA, delivered at the ResPublica Vocational Banking event in London. This is the text of the speech as drafted, which may differ from the delivered version. -
Redress package agreed for consumers mis-sold CPP insurance products
The Financial Conduct Authority has reached an agreement with Card Protection Plan Limited (CPP) and 13 high street banks and credit card issuers that will pave the way for redress to be paid to customers who were mis-sold CPP’s Card Protection -
FCA sets out plans for regulation of claims management companies
The FCA has today published draft rules outlining how it will regulate claims management companies (CMCs) when regulation passes to the FCA on 1 April 2019. -
Our expectations of firms using PacNet Group services
We are aware that some financial services firms in the UK use payment processing services provided by companies that are part of the PacNet Group. -
Implementing Technology Change
This review sets out the findings from our cross-Financial Services change management review which looked at how financial firms manage technology change, the impact of change failures and the practices utilised within the industry to help reduce -
Darren Newton banned from working in the financial services sector
The Financial Conduct Authority (FCA) has today banned Darren Lee Newton from working in the financial services sector. The FCA discovered Mr Newton used customers’ money for the purchase of the debt management firm, First Step Finance Limited.