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Showing 271 to 280 of 756 search results for needs of their vulnerable customers and should consider.

  1. Locums and other outside support: sole advisers

    Tasks for regulated firms Published: 11/05/2015 Last modified: 31/01/2023
    As a sole adviser, find out how a locum or outside support can help your business.

  2. Leading the Way on Regulation

    Speeches Published: 16/05/2019 Last modified: 17/05/2019
    Speech delivered by Karina McTeague, Director of General Insurance and Conduct Specialists Supervision, at the British Insurance Brokers' Association (BIBA) Conference 2019.  

  3. Debt management firms still failing Britain’s most vulnerable consumers, says FCA

    Press Releases Published: 25/06/2015 Last modified: 25/06/2015
    vulnerable customers encouraged to purchase products and services which were not suitable and impeded their ability to repay their debts. ... One fee-charging firm misleadingly told a customer that the free sector was “owned by the banks” and that

  4. Thematic review of Retirement Income Advice

    Pensions Thematic reviews Published: 20/03/2024 Last modified: 20/03/2024
    Our findings on how the retirement income advice market is working and whether consumers are receiving appropriate advice on meeting their income needs in retirement.

  5. High-cost credit review

    Focus areas Published: 22/07/2019 Last modified: 10/02/2023
    The FCA's detailed, wide-ranging review has resulted in measures which will protect some of the most vulnerable consumers.

  6. 5 questions to ask before you invest

    InvestSmart Last modified: 07/09/2023
    To help you make better decisions, take time to understand both the opportunities and risks of any investment you’re considering.

  7. MiFID II: product governance review

    Multi-firm reviews Published: 26/02/2021 Last modified: 15/04/2021
    In this MiFID II review we looked at product governance in a sample of 8 asset management firms.

  8. Apply to become a consumer investments firm

    Firm authorisation Published: 09/11/2023 Last modified: 19/12/2023
    Find out how to apply to the FCA for authorisation if you're a consumer investments firm, such as a financial adviser or investment platform.

  9. A sustainable conduct environment

    Speeches Published: 20/03/2014 Last modified: 27/03/2014
    Speech by Clive Adamson, Director of Supervision, the FCA, at the Association of Professional Compliance Consultants’ annual conference. This is the text of the speech as drafted, which may differ from the delivered version.

  10. FCA's key priorities for the financial advice industry

    Speeches Published: 02/11/2022 Last modified: 13/06/2023
    Speech by Therese Chambers, our Director of Consumer Investments, delivered at the Personal Finance Society's Festival of Financial Planning.