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Showing 381 to 390 of 756 search results for needs of their vulnerable customers and should consider.

  1. Market Watch 73

    Newsletters Published: 26/04/2023 Last modified: 26/04/2023
    In this edition we share our observations and findings from our recent market abuse peer review into firms that offer Contracts for Difference products and spread bets.

  2. FCA seeks legal clarity on business interruption insurance alongside package of measures to help consumers and small businesses

    Press Releases Published: 01/05/2020 Last modified: 01/05/2020
    The FCA is announcing it intends to seek legal clarity on business interruption (BI) insurance.

  3. FCA expectations regarding funds in light of coronavirus (Covid-19)

    Firms Last modified: 14/05/2024
    We are giving firms extra time to produce their annual and half-yearly reports and accounts because of the impact of coronavirus (Covid-19).

  4. Advice checker: defined benefit pension transfers

    Consumers Your rights Published: 03/06/2020 Last modified: 24/06/2024
    Find out if the defined benefit (DB) pension transfer advice you received was right for you. If you received unsuitable advice you could be owed money.

  5. FCA review finds room for improvement when dealing with customers in early arrears

    Press Releases Published: 13/12/2016 Last modified: 13/12/2016
    The Financial Conduct Authority (FCA) has found that many firms are improving the way they deal with customers in early arrears. However, there are a number of areas where consumer credit firms still need to improve their practices.

  6. Outsourcing claim activities to private investigators

    Tasks for regulated firms Published: 09/02/2016 Last modified: 14/02/2023
    Understand the responsibilities of insurers for the actions of private investigators (PIs) who investigate claims.

  7. Financial crime controls at challenger banks

    Firms Multi-firm reviews Published: 22/04/2022 Last modified: 22/04/2022
    Ensuring the firms we regulate are effective in preventing financial crime, such as money laundering and sanctions evasion, remains a key priority. This includes testing the financial crime controls of new business models as they enter the UK

  8. Assessing the value of financial advice

    Speeches Published: 04/12/2017 Last modified: 11/04/2018
    Speech by Megan Butler, Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered to The Personal Investment Management and Financial Advice Association (PIMFA) in London.

  9. FCA confirms support for motor finance and high-cost credit customers

    Press Releases Published: 24/04/2020 Last modified: 24/04/2020
    The FCA is introducing introducing a package of measures to support consumer credit customers facing payment difficulties due to coronavirus (Covid-19).

  10. Financial Promotions for high-risk investments

    Multi-firm reviews Published: 27/09/2023 Last modified: 20/05/2024
    We outline the findings of our review of how firms offering restricted mass market investments (RMMIs) have complied with new rules on the customer journey. We identify examples of good and poor practice for the wider sector to consider and make any