Search results
Showing 641 to 650 of 756 search results for needs of their vulnerable customers and should consider.
-
PS19/30 Independent Governance Committees: extension of remit
This policy statement sets out the FCA's final rules to extend the remit of Independent Governance Committees, with new duties in 2 areas. -
Where next for investment and asset management regulation?
Speech by Megan Butler, Executive Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered at the FT Investment Management Summit Europe 2017. -
The regulation of advice – recommendations post FAMR
Speech by Tracey McDermott, Acting Chief Executive, FCA, delivered at the Westminster and City industry forum on FAMR, on 13 April 2016. This is the text of the speech as drafted, which may differ from the delivered version. -
Feedback from ‘Working Better Together With Data’ event
A year on from publishing ‘The FCA Data Strategy - How we will manage and use the data we collect', we hosted our first data-focused event – ‘Working Better Together With Data’ on 25 September 2014. -
FCA Mortgage Conference 2015 — panel summaries
This diversity should be recognised in financial and housing solutions. Many older people are financially savvy and are economically active long beyond state pension age, but a proportion will be vulnerable ... Further consideration should be given to -
Financial Conduct Authority fines Credit Suisse and Yorkshire Building Society for financial promotions failures
Tracey McDermott, FCA’s director of enforcement and financial crime said:. "It is crucial that firms consider the needs of their customers from the time that products are being designed through ... All other customers should visit Credit Suisse’s -
Pension transfers or switches with a view to investing pension monies into unregulated products through SIPPs - Further alert
We also set out the failings we have encountered, which firms in this market should carefully consider. ... In the cases we have seen, customers’ existing arrangements were invariably traditional pension plans invested in mainstream funds or final -
The FCA’s approach to Brexit: our preparations and our vision for the future
Speech delivered by Nausicaa Delfas, Executive Director of International at the FCA, at Bloomberg/TheCityUK. -
2018 Disclosure Log
The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2018. -
CP16/2: Mortgage Credit Directive: Minor changes to our rules and guidance
Firms should also consider how the proposed legislation will apply to their business including with regard to authorisation. ... Housing associations in particular will need to assess whether they hold, or should hold, permission for the regulated