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Showing 741 to 750 of 756 search results for needs of their vulnerable customers and should consider.

741. Consumer investments data review April - September 2021

     Data Published: 03/03/2022 Last modified: 13/06/2023
     A summary of the FCA's work to tackle consumer harm in the investment market, between 1 April 2021 and 30 September 2021.

742. Sanctions systems and controls: firms’ response to increased sanctions due to Russia’s invasion of Ukraine

     Good and poor practice Published: 06/09/2023 Last modified: 20/03/2024
     We set out key findings from our assessments of sanctions systems and controls in financial services firms. We include examples of good practice and areas for improvement, to help firms deliver even greater compliance with sanctions.

743. Cyprus CFD firms Maxiflex Ltd (trading as EuropeFX), Maxigrid Limited (trading as Dualix & AGM Markets), and Reliantco Investments Ltd (trading as UFX)

     Statements Published: 15/06/2020 Last modified: 19/06/2020
     Removal of these firms’ permission to sell contracts for difference (CFDs) to UK consumers.

744. The Financial Conduct Authority takes disciplinary action against five individuals and three firms in relation to solicitors’ professional indemnity insurance and other insurance schemes’ failures

     Press Releases Published: 01/02/2016 Last modified: 01/02/2016
     The Financial Conduct Authority (FCA) has fined five individuals and two firms a total of £15.5m, in addition to banning four of those individuals, for significant integrity and competence failings.

745. How innovation and regulation in financial services can drive the UK's economic growth

     Speeches Published: 29/06/2023 Last modified: 29/06/2023
     Speech by Sheldon Mills, Executive Director, Consumers and Competition delivered at the CityUK Annual Conference 2023.

746. PS19/24: Illiquid assets and open-ended funds and feedback to Consultation Paper CP18/27

     Policy statements Published: 30/09/2019 Last modified: 30/09/2019
     This Policy Statement summarises the feedback received to our consultation on illiquid assets and open-ended funds. It sets out our final rules relating to disclosure, liquidity management and suspension of dealing, as originally proposed in CP18/27.

747. PS14/16: Detailed rules for the price cap on high-cost short-term credit - Including feedback on CP14/10 and final rules

     Policy statements Published: 11/11/2014 Last modified: 07/02/2022
     On 2 January 2015, we introduced a price cap on what high-cost short-term credit lenders can charge.

748. FCA confirms rules for legacy use of synthetic LIBOR rates and no new use of US dollar LIBOR

     Press Releases Published: 16/11/2021 Last modified: 16/11/2021
     FCA confirms it will allow temporary use of ‘synthetic’ sterling and yen LIBOR rates in all legacy LIBOR contracts, other than cleared derivatives, that have not been changed at or ahead of end-2021

749. Market Force and the Chartered Institute’s Nicholas Barbon Lectures

     Speeches Published: 06/02/2013 Last modified: 29/03/2013
     Speech by Andrew Bailey, Managing Director, Prudential Business Unit at the Chartered Institute’s Nicholas Barbon Lectures, London

750. LIBOR and the FCA's powers under the UK Benchmarks Regulation: questions and answers

     Firms Focus areas Markets Markets policy Published: 15/10/2021 Last modified: 09/01/2023
     In September 2021, we published information for firms to help manage an orderly wind-down of LIBOR. We explain this as well as information about our UK Benchmarks Regulation (BMR) powers.