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Showing 1041 to 1050 of 1521 search results for needs of vulnerable customers.

  1. Mortgage lending & administration data items: FAQs

    Tasks for regulated firms Published: 06/05/2016 Last modified: 13/06/2022
    Mortgage lending & administration data items: FAQs
  2. Update on FCA activities on pensions and retirement income

    Documents Published: 25/11/2015 Last modified: 17/08/2021
    Find out about the FCA's ongoing work, designed to identify emerging trends, and an update on the Retirement Outcomes review.
  3. How to flex your organisation's power through culture and conduct

    Speeches Published: 23/11/2023 Last modified: 23/11/2023
    Speech by Emily Shepperd, Chief Operating Officer and Executive Director of Authorisations at City & Financial's Culture and Conduct Forum.
  4. 2019 Global AML and Financial Crime TechSprint

    Events Published: 10/02/2023 Last modified: 10/02/2023
    In July 2019, the FCA held a week-long Global Anti-Money Laundering and Financial Crime TechSprint to attempt to find better ways of increasing the detection and prevention rates of financial crime.
  5. Implementation group on changes to deliver switching options for mortgage prisoners

    Firms Published: 26/08/2019 Last modified: 24/06/2024
    The group assists industry in preparing for rule changes introduced in 2019 and to promote greater lending flexibility by firms.
  6. FCA supports firms through the transition to implementing the Consumer Duty

    Press Releases Published: 03/02/2023 Last modified: 06/04/2023
    FCA sets out, in letters, the expectations of the Duty and arranges a series of in-person events for groups of small and medium-sized firms.
  7. TR15/12: Wealth management firms and private banks: suitability of investment portfolios

    Thematic reviews Published: 09/12/2015 Last modified: 13/10/2016
    many firms still have to make substantial improvements in gathering, recording and regularly updating customer information to support the investment portfolios they manage for customers. ... firms need to do more to ensure that the composition of the
  8. Competition Decisions Committee

    How we regulate Published: 08/04/2019 Last modified: 17/11/2023
    The Competition Decisions Committee (CDC) exercises certain decision-making powers in competition law investigations on behalf of the FCA.
  9. 2019 Disclosure Log

    Last modified: 20/03/2024
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2019. 
  10. FCA proposes stricter rules for contract for difference products

    Press Releases Published: 06/12/2016 Last modified: 06/12/2016
    The Financial Conduct Authority (FCA) is today proposing stricter rules for firms selling ‘contract for difference’ (CFD) products to retail customers to improve standards across the sector and ensure consumers are appropriately protected.