Search results
Showing 1051 to 1060 of 1521 search results for needs of vulnerable customers.
-
Regulatory Developments and the Changing Market Structure
Speech by David Lawton, Director of Markets at the FCA, at the American Bar Association Capital Markets Conference, Law Society, London, Thursday 27 February 2014. This is the text of the speech as drafted, which may differ from the delivered version -
Liquidity Management multi-firm review
Informing the asset management industry of the conclusions and recommendations from our multi-firm review on fund liquidity management. -
Updated statement on non-damage BI settlements and deductions made for government support
Following the FCA's statement on 3 August 2020 on non-damage BI settlements and deductions made for government support, the FCA updated it to say what it expects from firms. -
FCA announces further action on defined benefit transfers
The Financial Conduct Authority has today published the results of the data it has received from firms carrying out Defined Benefit (DB) transfers and set out the next steps in its supervisory work related to transfers. -
FCA becomes AML and CTF supervisor of UK cryptoasset activities
FCA becomes AML and CTF supervisor of UK cryptoasset activities -
TR15/9: Embedding the Mortgage Market Review: Advice and Distribution
Some firms delivered advice with little or no structure meaning advisers typically failed to ensure they had sufficient understanding of customers’ needs and circumstances on which to base their recommendations. ... Other firms placed heavy reliance on -
Towards end of the transition period: getting ready for a new environment
Speech delivered by Nausicaa Delfas, Executive Director of International, at the UK’s Regulatory Regime for Financial Services Summit. -
FCA operating service metrics 2021/22
The FCA provides information about the timeliness of its operating service metrics (formerly known as service standards) in a range of areas for 2021/22. -
FCA reveals the financial experiences of people in the UK: A higher proportion of retired people in the West Midlands rely on State Pension as their main income compared to UK average
The Financial Conduct Authority (FCA) has today published the latest analysis of its Financial Lives survey. Today’s report puts the spotlight on the financial situation of people across the UK and highlights where in the UK people may be more -
CASS compliance – the bigger picture
Speech by David Lawton, director of markets at the FCA, delivered at the FCA CASS Conference 2014 event for CASS large firms. This is the text of the speech as drafted, which may differ from the delivered version.