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Showing 1291 to 1300 of 1522 search results for needs of vulnerable customers.

  1. PS15/4: Retirement reforms and the guidance guarantee

    Policy statements Published: 27/02/2015 Last modified: 17/08/2021
    In this Policy Statement we publish the final rules in respect of retirement risk warnings. The rules have been made without consultation, in reliance on section 138L of the Financial Services and Markets Act 2000.
  2. PS24/1: Temporary changes to handling rules for motor finance complaints

    Policy statements Published: 11/01/2024 Last modified: 11/01/2024
    We set out and explain our response to a potential increase in complaints in the motor finance market.
  3. FCA publishes a Discussion Paper on the client money distribution rules and the Special Administration Regime

    Press Releases Published: 09/03/2016 Last modified: 09/03/2016
    The SAR sets out three special objectives for administrators:. to return client assets to customers as soon as reasonably practicable. ... assets are returned as soon as possible to customers after the failure of an investment firm.
  4. FCA publishes new data on interest rates and update on cash savings remedies

    Press Releases Published: 18/07/2016 Last modified: 20/07/2016
    The data is part of the FCA’s ‘sunlight remedy’, which shines a light on firms’ strategies towards their long-standing customers. ... We said that one of our priorities this year will be focused on the treatment of long-standing customers.
  5. Financial watchdog puts banks on alert in fight against money laundering via the Post Office

    Press Releases Published: 24/04/2023 Last modified: 24/04/2023
    A series of measures designed to reduce the risk of money laundering via the Post Office have today been set out by the FCA. 
  6. Wonga to make major changes to affordability criteria following discussions with the FCA

    Press Releases Published: 02/10/2014 Last modified: 02/10/2014
    Wonga has entered into an agreement, known as a voluntary requirement (VREQ), with the Financial Conduct Authority (FCA) that requires it to make significant changes to its business immediately.
  7. City Financial Investment Company Limited enters administration

    News stories Published: 26/03/2019 Last modified: 26/03/2019
    On 21 March 2019, City Financial Investment Company Limited (City Financial), a firm authorised and regulated by the FCA, appointed Jason Baker and Geoffrey Rowley of FRP Advisory LLP (FRP) as joint administrators. We explain what this means if you
  8. GC24/4: Proposed amendments to Guidance on the treatment of politically exposed persons

    Guidance consultations Published: 18/07/2024 Last modified: 18/07/2024
    We are consulting on changes to our Guidance for firms on applying a proportionate and risk-based approach to UK Politically Exposed Persons.
  9. A regulatory perspective: measuring and assessing culture, now and in the future, the role of purpose and the importance of D&I

    Speeches Published: 24/09/2021 Last modified: 24/09/2021
    Speech by Sheldon Mills, Executive Director, Consumers and Competition, delivered at the IA Culture in Investment Management Forum
  10. FCA tells credit card firms to review their approach to persistent debt customers

    Press Releases Published: 03/02/2020 Last modified: 03/02/2020
    FCA tells credit card firms to review their approach to persistent debt customers.