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Showing 1311 to 1320 of 1522 search results for needs of vulnerable customers.
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Drivers of change in the financial services industry and how we are responding
Speech by Jessica Rusu, FCA Chief Data, Information and Intelligence Officer, at the CDO Exchange for Financial Services. -
FSA fines Norwich Union Life £1.26m for exposing its customers to the risk of fraud
The Financial Services Authority (FSA) has fined Norwich Union Life £1.26 million for not having effective systems and controls in place to protect customers' confidential information and manage its financial crime risks. These failings resulted in -
PS13/3 Restrictions on the retail distribution of unregulated collective investment schemes and close substitutes
We are setting out our rules on unregulated collective investment schemes and close substitutes in relation to ordinary retail investors in the UK. -
A regulatory perspective: the drivers of culture and the role of purpose and governance
Marc Teasdale speaks on regulatory perspective, the driver of cultures and the role of purpose and governance. -
Financial watchdog bans referral fees for debt packagers to help struggling consumers
The FCA is banning certain providers of debt advice from receiving referral fees from debt solution providers. -
Berkeley Burke SIPP Administration Limited in administration but SIPP business is transferred to Hartley
On 18 September 2019 the directors of Berkeley Burke SIPP Administration Limited ('BBSAL'), a firm authorised and regulated by the FCA, appointed Adrian Allen and Diana Frangou of RSM Restructuring Advisory LLP as Joint Administrators -
An evaluation of our general insurance renewal transparency intervention
The FCA evaluates the impact of its April 2017 intervention to increase transparency at renewal in general insurance markets. -
The FCA’s approach to supervising wealth management and private banking firms
Speech by Clive Adamson, Director of Supervision, the FCA, at the APCIMS Compliance Conference, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Raedex Consortium Limited and Buy 2 Let Cars Ltd enter administration
On 19 February 2021 the FCA imposed a number of restrictions on Raedex Consortium Ltd stopping it from carrying on any regulated activities due to concerns about the way it conducts its business. -
Rent-to-own provider Buy as You View to pay £939,000 to around 59,000 customers
Customers will need to respond to the firm’s contact in order for their case to be individually assessed. ... Customers do not need to take any action, BAYV will start contacting affected customers within the next two weeks.