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Showing 1341 to 1350 of 1522 search results for needs of vulnerable customers.

1341. Payday lender Dollar to provide £15.4 million redress to over 147,000 customers

      Press Releases Published: 26/10/2015 Last modified: 26/10/2015
      Payday lender Dollar to provide £15.4 million redress to over 147,000 customers. ... Customers do not need to take any action. Dollar will start contacting customers immediately and plans to complete the redress exercise by early 2016, this includes

1342. FCA takes action against unregistered crypto ATM operators in Leeds

      Press Releases Published: 14/02/2023 Last modified: 14/02/2023
      The Financial Conduct Authority (FCA) has used its powers to enter and inspect several sites around Leeds suspected of hosting illegally operated crypto ATMs.

1343. Pension transfers or switches with a view to investing pension monies into unregulated products through SIPPs - Further alert

      News stories Published: 28/04/2014 Last modified: 28/04/2014
      In the cases we have seen, customers’ existing arrangements were invariably traditional pension plans invested in mainstream funds or final salary schemes, with the customer generally having no experience of ... Generally speaking, we found very poor

1344. FCA fines Standard Chartered Bank £102.2 million for poor AML controls

      Press Releases Published: 09/04/2019 Last modified: 09/04/2019
      The Financial Conduct Authority (FCA) has fined Standard Chartered Bank (Standard Chartered) £102,163,200 for Anti-Money Laundering (AML) breaches in two higher risk areas of its business. This is the second largest financial penalty for AML

1345. FCA finds small firms need to manage financial crime risks more effectively

      Press Releases Published: 14/11/2014 Last modified: 23/11/2021
      The Financial Conduct Authority (FCA) has found that many small banks and commercial insurance intermediaries fail to effectively manage financial crime risk.

1346. Draft Guidance: Consumer Credit and coronavirus: updated Tailored Support Guidance for firms

      Policy and guidance Guidance consultations Published: 13/01/2021 Last modified: 13/01/2021
      This guidance applies in the exceptional circumstances arising out of the coronavirus (Covid-19) pandemic and its impact on the financial situation of consumer credit customers.

1347. FCA sets out next steps to improve defined benefit pension transfer market

      Press Releases Published: 05/06/2020 Last modified: 05/06/2020
      FCA sets out a package of measures designed to address weaknesses across the defined benefit (DB) transfer market.

1348. FCA publishes decision notice against Alistair Burns deciding to ban him and fine him

      Press Releases Published: 01/12/2016 Last modified: 10/11/2017
      The Financial Conduct Authority has today published a Decision Notice in respect of Alistair Burns, Chief Executive at TailorMade Independent Limited (TMI).

1349. New rules for claims management companies to boost consumer protection and professionalism

      Press Releases Published: 17/12/2018 Last modified: 19/12/2018
      The Financial Conduct Authority (FCA) today published new rules and fees that will apply to all claims management companies (CMCs) from April 2019. That’s when the FCA takes over responsibility for regulating the firms, which help thousands of

1350. CP18/29: Temporary permissions regime for inbound firms and funds

      Consultation papers Published: 10/10/2018 Last modified: 01/03/2019
      The temporary permissions regime will allow EEA firms and funds to continue regulated business in the UK, if the UK leaves the EU in March 2019 without an implementation period in place. This consultation paper sets out how we expect the regime to