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Showing 1371 to 1380 of 1522 search results for needs of vulnerable customers.

1371. Financial watchdog wins civil case against Ponzi-like care home investment scheme

      Press Releases Published: 01/08/2023 Last modified: 01/08/2023
      The High Court has ruled in favour of the FCA against Robin Forster, the director of a company which took £57 million from 380 investors in an illegal care home investment scheme.

1372. PS20/13: Amendments to the open banking identification requirements (eIDAS certificate)

      Policy statements Published: 03/11/2020 Last modified: 18/01/2021
      We outline feedback to CP20/18 and confirm near final rules to amend Article 34(1) of the UK-RTS, with minor changes to the proposal in CP20/18. 

1373. Martin Wheatley calls for greater transparency in the asset management sector at the 2013 FCA Asset Management Conference

      Press Releases Published: 30/10/2013 Last modified: 30/10/2013
      The FCA will be consulting with asset managers to see what changes need to be made to the existing regulation, which have been in place since 2006. ... Then the discussion is about how best to get there – is evolution enough or do we collectively need

1374. Information for customers of RMR Financial Services Ltd (trading as Compass Debt Counsellors)

      News stories Published: 18/03/2016 Last modified: 26/04/2019
      Information for customers of RMR Financial Services Ltd (trading as Compass Debt Counsellors). ... Customers who need advice on outstanding debts can contact the Money Advice Service.

1375. FCA bans and fines former Burlington director for dishonest involvement in the sale of Unregulated Collective Investment Schemes to retail customers

      Press Releases Published: 29/08/2014 Last modified: 29/08/2014
      FCA bans and fines former Burlington director for dishonest involvement in the sale of Unregulated Collective Investment Schemes to retail customers. ... Any consumers who had dealings with Cameron, Burlington Associates or Leslie & Nuding / Burlington

1376. J.P. Morgan International Bank fined for systems and controls failings in its wealth management business

      Press Releases Published: 23/05/2013 Last modified: 22/11/2021
      The Financial Conduct Authority has fined J.P. Morgan International Bank Limited (JPMIB) £3,076,200 for systems and controls failings relating to its provision of retail investment advice and portfolio investment services.

1377. FCA calls on consumers to act now as PPI complaints deadline pressure builds

      PPI Press Releases Published: 17/06/2019 Last modified: 19/06/2019
      As new ads launch today, 90s icon Mr Motivator and personal finance expert Sarah Pennells join ‘Animatronic Arnie’ on FCA’s ‘Pressure’s on Panel’ to help galvanise consumer action The FCA releases latest figures on PPI

1378. FCA response to FSB’s Super-Complaint - requiring personal guarantees for business loans

      Corporate documents Published: 05/03/2024 Last modified: 05/03/2024
      On 08 December 2023, we received a super-complaint from the Federation of Small Businesses (FSB). This is the first super-complaint we have received since the super-complaint regime was applied to the FCA in 2013.

1379. PS19/6: Rent-to-own price cap – feedback on CP18/35 and final rules

      Policy statements Published: 05/03/2019 Last modified: 05/03/2019
      This paper sets out final rules on a price cap in the rent-to-own market and summarises feedback to CP18/35.

1380. FCA confirms final rules on improving the quality of pension transfer advice

      Press Releases Published: 04/10/2018 Last modified: 11/04/2024
      The FCA has published feedback and final rules and guidance from its consultation on improving the quality of pension transfer advice.