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Showing 1381 to 1390 of 1522 search results for needs of vulnerable customers.
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Ex post Impact Evaluation Framework – Feedback Statement
This feedback statement summarises views received from our stakeholders after the publication of a discussion paper in April 2018, and our responses to them. -
FCA reminds asset managers of importance of meeting investors’ expectations
However, the industry needs to consider how it communicates when funds are linked to financial benchmarks. ... The UK fund industry plays a vital role in delivering financial investment services to customers, managing over £6 trillion of assets. -
FG18/3 - Changing customers to post-RDR unit classes (formerly known as FG14/4)
This guidance sets out our expectations of firms which are involved in the transfer of investors from pre-RDR unit classes to post-RDR unit classes, or in any other case where a cheaper but otherwise identical class of the same fund is available to -
TR15/10: Fair treatment for consumers who suffer unauthorised transactions
We found that firms are generally meeting their legal requirements and are making a good effort to deliver fair outcomes for their customers. ... Overall, however, firms seem to be trying to balance the need to consider claims on a case-by-case basis -
FCA publishes new data on savings interest rates and announces new rules coming into effect
The Financial Conduct Authority (FCA) has today published the third and final ‘sunlight remedy’ data set, showing the lowest interest rates available from 32 providers of cash savings accounts and easy access cash ISAs. This is part of the -
FCA bans and fines Robert Shaw, of TailorMade Independent Ltd, for SIPP advisory failings
Robert Shaw, former director of advisory firm TailorMade Independent Ltd (TMI) (firm now dissolved), has been banned from senior positions in financial services and fined £41,400 by the Financial Conduct Authority (FCA). -
Our response to the CMA’s final report on its investigation into competition in the retail banking market
We have set out the actions we will take forward in the retail banking market in response to a number of recommendations from the Competition and Markets Authority (CMA). -
New rules will protect consumers from harmful fee-charging credit broking practices, says FCA
the broker has provided an explicit notice to the customer (an ‘information notice’), setting out:. ... Transparency: credit brokers will need:. to include their legal name (as it appears in the Financial Services Register) in all financial -
FCA finds weak price competition in some areas of the asset management sector
The Financial Conduct Authority (FCA) has today published the interim findings of its asset management market study, which suggests that there is weak price competition in a number of areas of the asset management industry. -
FCA fines Pembrokeshire Mortgage Centre Ltd £2.4m for serious failings in relation to the British Steel Pension Scheme
The FCA has fined Pembrokeshire Mortgage Centre Limited (PMC) (trading as County Financial Consultants) (in liquidation) £2,354,331 for giving consumers unsuitable advice to transfer out of the British Steel Pension Scheme and other defined benefit