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Showing 1421 to 1430 of 1522 search results for needs of vulnerable customers.

  1. FCA censures Lighthouse Advisory Services Limited for serious failings in relation to the British Steel Pension Scheme and £23m paid out in redress

    Press Releases Published: 15/05/2023 Last modified: 15/05/2023
    The Financial Conduct Authority (FCA) has censured Lighthouse Advisory Services Limited for the unsuitable advice given during the period 1 April 2015 to 30 April 2019 to people looking to transfer out of defined benefit pension schemes, including

  2. FSA confirms approach to using temporary product intervention rules that will be used by the FCA

    Press Releases Published: 25/03/2013 Last modified: 31/03/2013
    The Financial Services Authority (FSA) has confirmed its approach to temporary product intervention. This sets out the process for the Financial Conduct Authority (FCA) when it makes emergency rules to protect consumers.

  3. Watch out for signs of loan fee fraud as summer spending fuels financial pressure

    Press Releases Published: 09/08/2023 Last modified: 09/08/2023
    With summer in full swing, the FCA launches its latest campaign to help consumers spot and avoid loan fee fraud.

  4. FCA outlines proposals to extend the Senior Managers and Certification Regime to all financial services firms

    Press Releases Published: 26/07/2017 Last modified: 26/07/2017
    In October 2015, HM Treasury announced its intention to extend the Senior Managers and Certification Regime (SM&CR) to all sectors of the financial services industry.

  5. FCA one year on – effective regulation goes hand-in-hand with sustainable businesses

    Speeches Published: 12/05/2014 Last modified: 13/05/2014
    Speech by Clive Adamson, FCA Director of Supervision, at the Building Societies Association (BSA). This is the text of the speech as drafted, which may differ from the delivered version.

  6. Coronavirus and 10% depreciation notifications: further temporary measures for firms

    Statements Published: 30/09/2020 Last modified: 21/12/2021
    This statement is for firms providing portfolio management services or holding retail client accounts that include positions in leveraged financial instruments or contingent liability transactions.

  7. Building the UK financial sector’s operational resilience discussion paper

    Press Releases Published: 05/07/2018 Last modified: 14/09/2023
    BOE, PRA and FCA publish joint discussion paper on an approach to improve the operational resilience of firms and financial market infrastructures

  8. Almost 4,000 customers due redress totalling £1.7 million from payday firm CashEuroNet, says FCA

    Press Releases Published: 04/11/2015 Last modified: 04/11/2015
    The 3,940 affected customers will receive redress totaling £1.7 million as follows:. ... Customers do not need to take any action. CashEuroNet will start contacting customers immediately and plans to complete the redress exercise within the next 60-90

  9. FCA says firms must do more to ensure financial promotions do not mislead

    Press Releases Published: 13/08/2014 Last modified: 29/11/2016
    The Financial Conduct Authority (FCA) has found that some promotions for financial products are still falling short of its rules and firms need to do more to ensure that advertisements do ... Clive Adamson, director of supervision at the FCA, said:.

  10. Coronavirus and customers in financial difficulty: draft additional guidance for insurance and premium finance firms

    Guidance consultations Published: 16/10/2020 Last modified: 30/11/2020
    The FCA has announced proposals to help customers who hold insurance and premium finance products and who continue to face financial difficulties because of coronavirus (Covid-19).
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