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Showing 381 to 390 of 1519 search results for needs of vulnerable customers.

381. Event costs

     Last modified: 08/04/2024
     Overall approximate costs for public events that we organise and publicise, from April 2013 onwards.

382. How to apply for authorisation or registration

     Firms Firm authorisation Published: 24/05/2023 Last modified: 19/12/2023
     If your firm needs to be authorised by us, or registered with us, learn about the process, our expectations and how to apply.

383. Getting to the gamers

     About us What we do Published: 17/02/2023 Last modified: 17/02/2023
     The FCA InvestSmart campaign uses specific techniques to alert different groups of people to risks from investment offers.

384. Principles of good regulation

     About us How we regulate Published: 21/04/2016 Last modified: 07/07/2016
     We must consider the principles of good regulation when carrying out our work. And regulated firms must adhere to the principles for businesses, which are their fundamental obligations as set out in our Handbook.

385. Money Laundering Regulations

     Firms Focus areas Published: 23/12/2019 Last modified: 21/02/2023
     Find out more about Money Laundering Regulations (MLRS) and how firms need to comply.

386. 100 days of the FCA

     Speeches Published: 09/07/2013 Last modified: 16/08/2013
     Speech by Martin Wheatley, Chief Executive, the FCA, at the ABI Biennial Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

387. Motor dealers

     Firm authorisation Published: 15/11/2023 Last modified: 15/11/2023
     Find out what permissions you'll need to apply to the FCA for authorisation, and what the FCA expects to see in your application.

388. Diversity, Equity and Inclusion (DEI) Innovation Spotlight

     Published: 24/08/2022 Last modified: 22/03/2023
     Find out about our Innovation hub's Diversity, Equity and Inclusion spotlight encouraging FinTech innovation in the DEI space

389. 2013 fines

     News stories Published: 02/01/2013 Last modified: 26/03/2024
     Fines published during the calendar year ending December 2013.

390. Training and competence

     Tasks for regulated firms Published: 12/05/2015 Last modified: 10/02/2023
     Our training and competence regime makes sure the financial services workforce is appropriately qualified and well regulated.