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Showing 541 to 550 of 1519 search results for needs of vulnerable customers.

541. Financial Sanctions

     Firms Consumers Markets Published: 16/05/2016 Last modified: 21/02/2023
     Find out what to do if your firm is subject to financial sanctions or you suspect there has been a sanctions breach.

542. Heritage Pensions Limited in liquidation

     News stories Published: 18/03/2022 Last modified: 18/03/2022
     As Heritage Pensions Limited has entered liquidation, we set out the steps Heritage clients should take and advice on how to protect against scams.

543. SRO / TMPR fees and levies

     Firms Focus areas Published: 19/08/2020 Last modified: 02/01/2024
     We explain the fees that firms in the TPR and TMPR will need to pay.

544. Getting the right investor outcomes

     Speeches Published: 24/09/2014 Last modified: 30/09/2014
     Speech by William Amos, Director of Wholesale Banking and Investment Management at the Investment Week Fund Management Summit, London. This is the text of the speech as drafted, which may differ from the delivered version.

545. Unit-linked funds’ governance review (follow up to PS18/8): findings and next steps

     Multi-firm reviews Published: 24/09/2019 Last modified: 16/08/2023
     We reviewed firms’ governance practices covering the value provided by unit-linked funds.

546. Looking ahead to 2014

     Speeches Published: 09/12/2013 Last modified: 09/12/2013
     Speech by Martin Wheatley, Chief Executive of the FCA, at the ICI Global Trading and Market Structure Conference. This is the text of the speech as drafted, which may differ from the delivered version.

547. Woodford Equity Income Fund redress

     News stories Published: 10/11/2023 Last modified: 08/03/2024
     This page provides updates on the Settlement Scheme (the Scheme) proposed by Link Fund Solutions Limited (LFS) in relation to the LF Equity Income Fund (WEIF or the Fund).

548. Wholesale Conduct Risk

     Speeches Published: 24/07/2015 Last modified: 24/07/2015
     They need to understand that is part of their job and be helped to do it well. ... While we’ve seen encouraging signs, and certainly lots of commitments, it needs to be about changing outcomes.

549. 2014 Disclosure Log

     Last modified: 30/01/2020
     The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2014. 

550. Shaping the future in asset management

     Speeches Published: 30/10/2013 Last modified: 30/10/2013
     Keynote speech by Martin Wheatley, Chief Executive of the FCA, at the FCA Asset Management Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.