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Showing 551 to 560 of 1519 search results for needs of vulnerable customers.

551. Archived data

     Last modified: 06/01/2023
     Find FCA data published before 2018.

552. RMA-I Supplement Product Sales Data: help text

     Registers and systems Published: 09/06/2016 Last modified: 11/06/2016
     The sales were passed up a chain(iethere is more than one broker between the customer and the product provider)AND. ... more than 40% of all premium derived from retail customers relates to that product; or.

553. Monneo Ltd enters special administration

     News stories Published: 30/05/2023 Last modified: 30/05/2023
     On 30 May 2023, a special administration order was made by the Court in relation to Monneo Ltd under the Payment and Electronic Money Institution Insolvency Regulations 2021.

554. De-risking: managing money-laundering risk

     Tasks for regulated firms Published: 24/02/2016 Last modified: 21/02/2023
     We are aware that some banks are no longer offering financial services to entire categories of customers that they associate with higher money-laundering risk. Read more about what we expect of firms.

555. Side pockets

     Consumers Your rights Published: 08/09/2022 Last modified: 20/03/2023
     Side pockets could affect anyone who invests in funds that are exposed to Russian assets. Find out more about how side pockets work and what investors can expect.

556. Unstable coins: cryptoassets, financial regulation and preventing financial crime in the emerging market for digital assets

     Speeches Published: 06/03/2020 Last modified: 06/03/2020
     Speech delivered by Therese Chambers, Director of Retail and Regulatory Investigations at the FCA, on cryptoassets.

557. Unregulated Buy Now Pay Later (BNPL) firms becoming authorised

     News stories Published: 23/11/2023 Last modified: 23/11/2023
     Prior to the UK leaving the EU, EEA-based firms were able to operate in the UK without our direct authorisation.

558. How to claim compensation if a firm fails

     Consumers Complaints Published: 18/04/2016 Last modified: 03/05/2023
     If a financial firm goes out of business and owes you money, you may be able to claim compensation. Find out what steps you should take to get your money back.

559. Brexit countdown for UK financial services sector

     Press Releases Published: 24/12/2020 Last modified: 24/12/2020
     With one week to go until the end of the Brexit transition period, the FCA is urging financial services companies to ensure they are ready

560. Becoming an appointed representative if you’re a funeral plan intermediary

     Firms Tasks for firms Published: 03/05/2021 Last modified: 01/11/2023
     Find out how to become an appointed representative (AR) that sells and distributes funeral plans on behalf of a principal firm.