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Showing 671 to 680 of 1519 search results for needs of vulnerable customers.

671. FCA confirms new rules for P2P platforms

     Press Releases Published: 04/06/2019 Last modified: 04/06/2019
     Following consultation, the Financial Conduct Authority (FCA) is introducing rules designed to prevent harm to investors, without stifling innovation in the peer-to-peer (P2P) sector. When the FCA set its first rules for P2P, it committed to keep

672. Move from being an appointed representative to being authorised

     Tasks for regulated firms Published: 13/05/2015 Last modified: 15/12/2022
     If you decide to move from being an appointed representative (AR) to being authorised, find out how to give notice to your principal.

673. Examination standards

     Tasks for regulated firms Published: 12/05/2015 Last modified: 10/02/2023
     The FCA's training and competence regime includes a list of appropriate qualifications for firm activities and services.

674. Independence, confidence and fairness

     Speeches Published: 04/02/2016 Last modified: 04/02/2016
     Speech by Tracey McDermott, Acting Chief Executive, FCA, delivered at Bloomberg, in the City of London, on 4 February 2016, London. This is the text of the speech as drafted, which may differ from the delivered version.

675. FundingSecure Ltd enters administration

     News stories Published: 23/10/2019 Last modified: 23/10/2019
     News story on FundingSecure Ltd entering administration.

676. Total Debt Relief Limited (TDR) in liquidation

     News stories Published: 13/09/2018 Last modified: 10/05/2019
     The Financial Conduct Authority (FCA) has obtained a compulsory court order for the winding up of Total Debt Relief Ltd (TDR) on public interest grounds. This follows earlier action by the FCA to obtain an urgent High Court Order appointing a

677. Diversity: delivering excellence for the future

     Speeches Published: 10/06/2019 Last modified: 11/06/2019
     Speech delivered by Nausicaa Delfas, Executive Director of International at City and Financial: Women in Finance 2019, London

678. Consumer credit research: logbook loans

     Tasks for regulated firms Published: 06/08/2015 Last modified: 16/02/2023
     Read our research into the logbook loans market, some key findings and what we plan to do next.

679. FCA statement on the share trading obligation

     Statements Published: 04/11/2020 Last modified: 29/08/2023
     On 29 August 2023 the STO in Article 23 of UK MiFIR was revoked by the commencement of provisions in the Financial Services and Markets Act 2023.

680. Whistleblowing quarterly data 2021 Q4

     Data Published: 28/02/2022 Last modified: 04/08/2022
     Our data shows the number of new whistleblowing reports the FCA received in October to December 2021 and the allegations they featured.