Search results

Showing 751 to 760 of 1519 search results for needs of vulnerable customers.

751. FCA seeks views on regulatory approach for overseas funds

     News stories Published: 04/12/2023 Last modified: 04/12/2023
     In preparation for the new Overseas Funds Regime (OFR), the Financial Conduct Authority (FCA) has set out its proposals for how the regime should operate.

752. Outlining the FCA’s approach to authorisation

     Speeches Published: 15/03/2018 Last modified: 15/03/2018
     Speech by Sarah Rapson, Director, Authorisations at the Association of Professional Compliance Consultants (APCC) Annual Conference.

753. FCA expectations regarding funds in light of coronavirus (Covid-19)

     Firms Last modified: 14/05/2024
     We are giving firms extra time to produce their annual and half-yearly reports and accounts because of the impact of coronavirus (Covid-19).

754. FCA highlights areas of focus for firms implementing the Consumer Duty

     Press Releases Published: 25/01/2023 Last modified: 25/01/2023
     With 6 months to go before the Consumer Duty comes into force, the Financial Conduct Authority (FCA) has published a review of how firms are planning to implement the Duty.  

755. The defining challenge of our time

     Speeches Published: 11/03/2015 Last modified: 20/03/2015
     Speech by Martin Wheatley, Chief Executive of the FCA, delivered at the NAPF Investment Conference, Edinburgh. This is the text of the speech as drafted, which may differ from the delivered version.

756. Variations of Part 4A Permissions help: Connect

     Tasks for regulated firms Published: 04/05/2016 Last modified: 09/02/2023
     Read more about the application used to add, vary and cancel Part 4A permissions in Connect.

757. Webinar: Preparing funeral plan intermediaries for FCA regulation

     Events Published: 07/07/2021 Last modified: 07/07/2021
     This webinar will help funeral plan intermediaries understand what FCA regulation means for you and how to get ready.

758. Thematic review of Retirement Income Advice

     Pensions Thematic reviews Published: 20/03/2024 Last modified: 20/03/2024
     Our findings on how the retirement income advice market is working and whether consumers are receiving appropriate advice on meeting their income needs in retirement.

759. Making innovation work for firms and consumers

     Speeches Published: 29/05/2014 Last modified: 16/07/2014
     Speech by Martin Wheatley, Chief Executive, the FCA, at Bloomberg, London. This is the text of the speech as drafted, which may differ from the delivered version.

760. Key requirements of firms

     Firms Published: 30/09/2020 Last modified: 31/03/2022
     Firms should have prioritised these key requirements following the end of the transition period.