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Showing 791 to 800 of 1519 search results for needs of vulnerable customers.

791. Brexit: the FCA confirms final rules for firms

     Press Releases Published: 29/03/2019 Last modified: 29/03/2019
     The Financial Conduct Authority (FCA) has today published its final instruments and guidance that will apply in the event the UK leaves the EU without a deal or an implementation period.

792. Electronic Commerce Directive: operation after the transition period

     Firms Focus areas Published: 16/07/2020 Last modified: 12/01/2023
     The ability for UK firms to continue to service EEA customers using the ECD exclusion has ended. Find out more about how this may affect you.

793. The future of pensions: act today to plan for tomorrow

     Speeches Published: 13/03/2024 Last modified: 13/03/2024
     Speech by Nikhil Rathi delivered at JP Morgan Pensions and Savings Symposium

794. Review of implementation of platform rules

     Thematic reviews Published: 03/03/2014 Last modified: 01/09/2016
     Platforms have become an important part of the investment market, with as many as 3 million customers using them to invest a total of more than £250bn of assets. ... issues. The video below highlights more of our findings and some areas for further focus

795. London Capital and Finance plc

     News stories Published: 14/08/2019 Last modified: 02/02/2022
     On 30 January 2019, London Capital and Finance plc (LCF) appointed joint administrators who will contact all affected parties in due course

796. FCA business plan and risk outlook published

     Press Releases Published: 23/03/2013 Last modified: 01/05/2013
     The Financial Services Authority (FSA) has published the business plan and risk outlook for the Financial Conduct Authority (FCA) for 2013/14. The FSA will be replaced by the FCA and the Prudential Regulation Authority (PRA) on 1 April 2013.

797. Statement on how firms should handle post and paper documents

     Statements Published: 13/05/2020 Last modified: 13/05/2020
     We recognise that during the coronavirus (covid-19) pandemic there will be some important functions, such as processing post, that will be more difficult for firms to do in a timely way.  

798. FCA statement on redress methodology for pension transfers

     Statements Published: 03/08/2016 Last modified: 17/01/2017
     The Financial Conduct Authority (FCA) has today announced that it intends to consult in autumn 2016 to update the methodology used to calculate the levels of redress due in cases of unsuitable advice on transfers from defined benefit (DB)

799. MLA A1 and A2: balance sheet FAQs

     Registers and systems Published: 13/05/2016 Last modified: 13/06/2022
     MLA A1 and A2: balance sheet FAQs

800. FCA acts to protect consumers’ pension pots

     Press Releases Published: 28/06/2018 Last modified: 11/04/2024
     The FCA is consulting on a package of measures designed to protect consumers, improve engagement and promote competition in the retirement income market.