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Showing 811 to 820 of 1519 search results for needs of vulnerable customers.

811. Reporting requirements: payment service providers and e-money issuers

     Tasks for firms Published: 12/05/2015 Last modified: 30/05/2024
     The FCA provides the information and data we need from you to meet your regular reporting requirements, including details on how to submit your report.

812. Payment Services Regulations 2017 and Electronic Money Regulations 2011

     Tasks for firms Published: 21/10/2015 Last modified: 14/08/2023
     The FCA provides information on the regulation of payment services and e-money, including who is affected by the rules.

813. Corporate & Professional Pensions Limited in administration

     News stories Published: 01/02/2022 Last modified: 11/04/2023
     Corporate & Professional Pensions Limited (Corporate & Professional), is a SIPP operator authorised and regulated by us. We set out the steps clients should take and advice on how to protect against scams.

814. Consumer warning – Larksway Investments Limited (in Liquidation)

     News stories Published: 27/11/2018 Last modified: 18/05/2021
     Larksway Investments Limited (Larksway) was referred to the FCA's Enforcement and Market Oversight Division on 5 April 2016.

815. MoneyThing Capital Limited enters administration

     News stories Published: 21/12/2020 Last modified: 21/12/2020
     On 21 December 2020, the Directors of MoneyThing Capital Limited, a regulated Peer-to Peer (P2P) firm, placed the firm into administration and appointed Tom Straw and Milan Vuceljic of Moorfields Advisory Ltd as Joint Administrators.

816. The Financial Conduct Authority publishes Approach to Consumers paper, alongside Discussion Paper on Duty of Care

     Press Releases Published: 17/07/2018 Last modified: 20/07/2018
     The Financial Conduct Authority (FCA) has today outlined the measures it will take to protect consumers and sets out when and how the organisation takes action.  The Approach to Consumers document published today sits alongside a new discussion

817. Calibrating controls to build confident markets

     Speeches Published: 06/09/2023 Last modified: 06/09/2023
     Speech by Sarah Pritchard, Executive Director of Markets and International at the Financial Crime Summit 2023 by 1LoD.

818. FCA sets out its approach to the share trading obligation

     Press Releases Published: 04/11/2020 Last modified: 04/11/2020
     We confirm our approach to the STO) at the end of the Brexit transition period, if mutual equivalence is not agreed.

819. The role of investment managers in the post Covid-19 recovery

     Speeches Published: 08/07/2020 Last modified: 08/07/2020
     Speech by Christopher Woolard, Interim Chief Executive at the FCA, delivered at a webinar hosted by The Investment Association..

820. MiFID II: product governance review

     Multi-firm reviews Published: 26/02/2021 Last modified: 15/04/2021
     In this MiFID II review we looked at product governance in a sample of 8 asset management firms.