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Showing 841 to 850 of 1519 search results for needs of vulnerable customers.
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Regulatory change for firms as Brexit transition period ends
As of 11pm on 31 December 2020, the transition period ended and EU laws no longer apply in the UK. For many financial services businesses, this means changes to existing systems and services. -
Financial promotions quarterly data 2021 Q3
The FCA publishes data on the number of financial promotions that have been amended or withdrawn due to non-compliance with the FCA's rules. This data is for 2021 Q3. -
Information for ARM investors
There have been a number of developments recently that affect investors in bonds issued by ARM Asset Backed Securities SA (ARM), a securitisation vehicle based in Luxembourg. We take a look at some frequently asked questions. -
Non-advised drawdown pension sales review: summary of findings [pdf]
The FCA assessed whether firms are providing necessary information in a way that helps customers make informed decisions when accessing retirement benefits and when reviewing whether their drawdown pension continues to meet their needs. -
TR19/2: General insurance distribution chain
The FCA sets out the key findings from our thematic work on the general insurance distribution chain, its expectations of firms and next steps. -
Financial promotions quarterly data 2021 Q2
The FCA publishes data on the number of financial promotions that have been amended or withdrawn due to non-compliance with the FCA's rules. This data is for 2021 Q2. -
Annual Percentage Rate of Charge (APRC) calculations
Update (June 2023) for firms which clarifies and confirms expectations of our MCOB rules. -
Wonga to pay redress for unfair debt collection practices
While some customers will receive cash, others will likely have their outstanding balance reduced. ... Customers do not need to take any action: Wonga will be contacting those that have been affected by these issues shortly. -
FCA introduces new rules on whistleblowing
managers). The Certification Regime applies to other staff who could pose a risk of significant harm to the firm or any of its customers (for example, staff who give investment advice ... Firms will need to ensure that these staff are aware of the -
The role of the FCA in a changing regulatory landscape
Speech by Nikhil Rathi, our Chief Executive, delivered at the Lord Mayor's City Banquet at Mansion House.