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Showing 921 to 930 of 1521 search results for needs of vulnerable customers.

  1. General FAQs for policyholders with business interruption insurance

    Firms Published: 29/01/2021 Last modified: 03/11/2022
    Guidance on how to make a claim and more information on clauses.

  2. Business interruption insurance test case – Insurer claims data

    Data Published: 31/03/2023 Last modified: 31/03/2023
    The FCA gathers information regularly from all affected insurers on the progress of their non-damage business interruption insurance claims, and publishes this data.

  3. The role of regulation in encouraging good culture

    Speeches Published: 06/11/2018 Last modified: 06/11/2018
    Speech by Andrew Bailey, Chief Executive of the FCA, delivered at the Investment Association Culture Conference, Mansion House, London.

  4. Application to perform a controlled or senior management function: Connect

    Firms Published: 08/06/2016 Last modified: 04/10/2023
    Application to perform a controlled or senior management function

  5. Cryptoasset AML / CTF regime: feedback on good and poor quality applications

    Tasks for firms Published: 22/03/2023 Last modified: 03/07/2024
    Feedback on good and poor quality applications made to the FCA under money laundering regulations.

  6. TR14/1 – Transition Management Review

    Thematic reviews Published: 10/02/2014 Last modified: 10/02/2014
    We expect firms to act in the best interests of their customers at all times when moving investment portfolios between managers and markets. ... to review and ensure communications with customers are clear, fair and not misleading, and.

  7. Recruit, change or terminate an appointed representative

    Tasks for firms Published: 12/05/2015 Last modified: 20/11/2023
    If you're a principal firm, find out how to recruit, change or terminate appointed representatives (AR) and complete related Approved Persons applications.

  8. Expect the unexpected: cyber security in 2017 and beyond

    Speeches Published: 24/04/2017 Last modified: 27/07/2017
    Speech by Nausicaa Delfas, Executive Director at the FCA, delivered at the Financial Information Security Network.

  9. FCA proposes price cap for payday lenders

    Press Releases Published: 15/07/2014 Last modified: 15/07/2014
    From December 2014 payday lenders will need to apply to become fully authorised by the FCA. ... In July 2014, payday firm, Dollar, agreed to refund £700,000 to customers.

  10. MiFID II – the road ahead

    Speeches Published: 20/10/2015 Last modified: 26/10/2015
    Speech by David Lawton, Director of Markets Policy and International, FCA, delivered at the FCA MiFID II Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.
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