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Showing 931 to 940 of 1521 search results for needs of vulnerable customers.

931. Support for automated models

     Firms Published: 27/03/2022 Last modified: 10/02/2023
     If you’re developing an automated advice or guidance model, find out more about some of the firms previously supported and how Innovation Pathways can support you.

932. TR14/1 – Transition Management Review

     Thematic reviews Published: 10/02/2014 Last modified: 10/02/2014
     We expect firms to act in the best interests of their customers at all times when moving investment portfolios between managers and markets. ... to review and ensure communications with customers are clear, fair and not misleading, and.

933. Price comparison websites failing to meet FCA expectations

     Press Releases Published: 16/07/2014 Last modified: 16/07/2014
     It is also important for consumers to understand that not all products are the same and the cheapest product may not always be the best for their needs.'. ... provided. For example, some consumers mistakenly believe that the price comparison website had

934. Promoting competition in the financial services sector

     Speeches Published: 11/03/2014 Last modified: 18/03/2014
     Christopher Woolard, Director of Policy, Risk and Research, the FCA, at the Future of Financial Services summit, London. This is the text of the speech as drafted, which may differ from the delivered version.

935. Global AML and Financial Crime TechSprint

     Events Published: 10/02/2023 Last modified: 10/02/2023
     The fifth and largest FCA TechSprint, the event focused on how new technology can be used to more effectively combat money laundering and financial crime.

936. Gaudi Regulated Services Limited in administration

     News stories Published: 26/04/2023 Last modified: 26/04/2023
     On 25 April 2023 the directors of Gaudi Regulated Services Limited appointed Sean Bucknall and Andrew Watling of Quantuma Advisory Limited as joint administrators. The administrators are qualified insolvency practitioners.

937. Financial promotions quarterly data 2022 Q1

     Data Published: 27/04/2022 Last modified: 22/07/2022
     We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for January 2022 to 31 March 2022.

938. Credit Card Market Study

     Focus areas Published: 22/07/2019 Last modified: 10/02/2023
     Find out how the FCA has taken measures to improve the consumer credit market for those potentially in problematic debt.

939. Reforming our capital markets ecosystem

     Speeches Published: 29/03/2023 Last modified: 08/01/2024
     Speech by Nikhil Rathi, our Chief Executive delivered at the Global Investment Management Summit.

940. Weighing the value of data – trade-offs, transparency and competition in the digital marketplace

     Speeches Published: 07/05/2019 Last modified: 08/05/2019
     Speech by Robin Finer, Acting Chief Economist at the FCA, delivered at the Respublica conference ‘The Value of Data, Competition, and Financial Services’, London.