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Showing 1 to 10 of 117 search results for net short position that reached.

1. Information on investigations into firms failing to notify the FCA of a net short position - March 2021

   FOI Release Date of Release: 19/03/2021
   The FCA answers questions related to investigations it has launched into firms failing to notify the FCA of a net short position for the last 5 years.

2. Notification and disclosure of net short positions

   Markets Short selling Published: 08/05/2016 Last modified: 15/04/2024
   The EU Short Selling Regulation (SSR) introduced a private and public notification regime for investors who hold net short positions in certain financial instruments.

3. Primary Market Bulletin 33

   Newsletters Published: 29/03/2021 Last modified: 22/04/2021
   Welcome to the 33rd edition of the Primary Market Bulletin (PMB).

4. Primary Market Bulletin 47

   Newsletters Published: 26/01/2024 Last modified: 26/01/2024
   This edition covers Short Selling Regulation and Credit Rating Agency UK Market Share Report for 2022

5. 2014 Disclosure Log

   Last modified: 30/01/2020
   The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2014. 

6. Price: the cornerstone of markets

   Speeches Published: 03/02/2014 Last modified: 18/01/2017
   Speech by David Lawton, Director of Markets of the FCA at the International Capital Market Association (ICMA) Capital Market Lecture Series 2014 on Monday 3 February 2014. This is the text of the speech as drafted, which may differ from the

7. Former B&B Group Finance Director fined £30,000 for failings ahead of 2008 rights issue

   Press Releases Published: 12/12/2013 Last modified: 07/02/2022
   Christopher Willford fined £30,000 for failing to provide the board with up-to-date information about B&B’s financial position, including profits, mortgage arrears and re-possessions, ahead of its 2008 rights issue.

8. Blue Gate Capital Limited ordered to pay Connaught investors £203,007

   Press Releases Published: 18/12/2020 Last modified: 18/12/2020
   The FCA has publicly censured Blue Gate Capital Limited (Blue Gate) and ordered it to pay £203,007 in restitution to investors who lost money investing in the Connaught Income Fund, Series 1 (the Fund). 

9. Primary Market Bulletin 42

   Newsletters Published: 12/12/2022 Last modified: 12/12/2022
   In this edition we cover areas including climate related disclosures, the National Security and Investment Act, unlawful disclosure by Sir Christopher Gent and rules and guidance for cash shells and SPACS on reverse takeovers.

10. Short positions disclosed to us [xlsx]

    Data Published: 05/07/2024 Last modified: 05/07/2024
    The Short Selling Regulation (SSR) introduced a private and public notification regime for investors who hold net short positions in certain financial instruments. This document shows the public short positions disclosed to the FCA.