Search results
Showing 171 to 180 of 711 search results for new Senior Managers Regime.
-
Realising the benefits of purposeful leadership
Speech by Jonathan Davidson, Director of Supervision – Retail and Authorisations at the FCA, delivered at the CCTA 2018 Conference, Nottingham. -
MiFID II: product governance review
In this MiFID II review we looked at product governance in a sample of 8 asset management firms. -
Andrew Bailey speech at the Annual Public Meeting 2018
Speech by Andrew Bailey, Chief Executive of the FCA, delivered at our 2018 Annual Public Meeting. -
CP14/25: Changes to the Approved Persons Regime for Solvency II firms
This Consultation Paper proposes changes to the Approved Persons Regime for Solvency II firms to address:. ... the PRA’s proposed reforms to the scope of its pre-approval regime. -
2019 Disclosure Log
The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2019. -
Asset management market study
We have published the final findings of our asset management market study. As part of this, we set out a package of remedies to address the concerns identified. -
Service standards 2019/20
The FCA measures its performance using service standards. These are the levels of performance that it aims to meet when carrying out its regulatory functions. This service standards analysis is for 2019/20. -
Conduct risk during LIBOR transition
Questions and answers for firms on conduct risk during LIBOR transition. -
FG19/2: SM&CR: Guidance on Statements of Responsibilities and Responsibilities Maps
This page explains the FCA's final guidance on practical assistance and information to solo-regulated firms when preparing their Statements of Responsibilities and Responsibilities Maps. -
FCA confirms recognition of the FX Global and UK Money Markets Codes
Following consultation feedback, the Financial Conduct Authority (FCA) confirmed that it is recognising the following voluntary market codes of best practice under its codes recognition scheme: FX Global Code and UK Money Markets Code.