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Showing 351 to 360 of 711 search results for new Senior Managers Regime.
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Whistleblowing in practice: Case studies
Are you thinking about blowing the whistle on wrongdoing? Find out how whistleblowing can help the FCA to act and how the FCA protects other firms. -
Culture and governance
Read about the FCA's work on culture and governance, including details of how to get involved. -
AIFM notifications
Full-scope UK Alternative Investment Fund Managers (AIFMs) must tell us of material changes to the conditions for initial authorisation. Find out about the different rules and what you must do. -
Strengthening Accountability in Banking: Senior Managers & Certification Regime slides [pdf]
These slides provide additional information for firms on the regime. They summarise existing information and do not represent formal FCA Guidance. -
Appointing intermediaries if you’re a funeral plan provider
Find out how to appoint intermediaries to distribute and sell your plans. -
National private placement regime (NPPR)
Find out more about the NPPR, including the different regulations, how to market under NPPR and reporting obligations. -
Regulated covered bonds
Covered bonds are a type of secured bond usually backed by mortgages or public sector loans. Read about the UK regulated covered bonds regime. -
Brexit resources
This page lists our news and statements, speeches, publications and other pages related to Brexit. -
FG19/2: Summary feedback for guidance [pdf]
This document provides a summary of the feedback we received, and our response, to consultation GC18/4 on the Senior Managers and Certification Regime: Proposed guidance on Statements of Responsibilities and Responsibilities Maps for FCA firms. -
AIFMD updates
There are several updates the FCA has published on Alternative Investment Fund Managers Regulations. Find out about the FCA's updated guides and forms.