Search results
Showing 371 to 380 of 711 search results for new Senior Managers Regime.
-
The supervision of sponsors
Our supervision of sponsors is distinct from our supervision of authorised firms. We focus on ensuring sponsors fulfil their responsibilities under the listing regime. -
Clearing obligation
Find out more about the clearing obligation under Article 4 of UK European Market Infrastructure Regulation and the updates to the clearing obligation regime under UK EMIR REFIT. -
Dear CEO LIBOR letter
The purpose of the letters is to seek assurance that firms’ senior managers and Boards understand the risks associated with this transition and are taking appropriate action now so that firms -
Our gender pay gap 2018
We report on our gender pay gap and our target to increase the senior representation of women at the FCA -
Firm notification form (SUP 15)
Regulated firms and Insolvency Practitioners can complete this form to notify the FCA of an event that has occurred or will occur in the foreseeable future. -
RCB key documents
Find our key documents and useful information if the regulated covered bonds regime applies to your firm. -
Financial Crime Conference 2016
This conference was held in London for MLROs, senior management and compliance practitioners from regulated firms, and other interested parties. -
Information on financial services partnerships - November 2022
FCA provides information on financial services partnerships. -
Cryptoassets: AML / CTF regime - Registering with the FCA
You must register with us if you want to provide cryptoasset services that come within the scope of money laundering regulations. Find out if this applies to you and how to register. -
Approved Persons help text: Connect
Read the FCA Connect help text for Approved Persons.