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Showing 401 to 410 of 711 search results for new Senior Managers Regime.
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UK SFTR reporting obligation
We explain the UK Securities Financing Transactions Regulation (SFTR) reporting requirements and what they mean for your firm. -
Training and competence
Our training and competence regime makes sure the financial services workforce is appropriately qualified and well regulated. -
2014 fines
This table contains information about fines published during the calendar year ended December 2014. The total amount of fines is £1,471,431,800. -
The number of enforcement cases against Senior Managers under SMCR - April 2020
The FCA provides information on the number of enforcement cases against Senior Managers. -
Fund tokenisation
We are working with industry to explore potential uses of fund tokensiation which could make collective investment schemes more efficient, transparent, and accessible to a wider range of consumers. -
FCA appoints new Director of Competition
The Financial Conduct Authority (FCA) has appointed Sheldon Mills as its new director of competition. Sheldon is currently senior director, mergers and state aid at the Competition and Markets Authority (CMA). -
NPPR supervisory co-operation arrangements (MoUs)
The FCA provides information on Memorandums of Understanding (MoUs) and it is a pre-condition under the Alternative Investment Fund Managers Directive (AIFMD) -
2015 Disclosure Log
The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2015. -
Policy development update
The policy development update provides some information on our recent and upcoming publications but should not be regarded as comprehensive. -
The FCA consults on its approach ahead of the UK’s exit from the EU
The Financial Conduct Authority (FCA) today published two consultation papers, setting out its proposals in the event the UK leaves the European Union on 29 March 2019 without an implementation period. It also set out its approach to the