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Showing 411 to 420 of 711 search results for new Senior Managers Regime.
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Experienced professionals
Find out what we look for in candidates, learn about the wide range of benefits available to our employees and access resources to support your application. -
The FCA consults on its approach ahead of the UK’s exit from the EU
The Financial Conduct Authority (FCA) today published two consultation papers, setting out its proposals in the event the UK leaves the European Union on 29 March 2019 without an implementation period. It also set out its approach to the -
FCA pay gap data 2023
The FCA pay gap data for 2023 covers the reporting period 1 April 2022 to 31 March 2023. -
Reporting obligation
Under UK European Markets Infrastructure Regulation (UK EMIR) requirements, all counterparties must report any derivative contract concluded, modified or terminated. Find out more about submitting your firm's obligations. -
Apply to be an authorised AIFM
Learn how to apply to us to become a full-scope AIFM or a small authorised AIFM, including what permissions you'll need and how much you'll need to pay. -
Apply to become a consumer investments firm
Find out how to apply to the FCA for authorisation if you're a consumer investments firm, such as a financial adviser or investment platform. -
Progress against our diversity targets
Progress the FCA has made towards our ethnicity and gender targets to improve senior representation, including on our Board and executive management. -
SRO / TMPR fees and levies
We explain the fees that firms in the TPR and TMPR will need to pay. -
Agreements with overseas regulators
See the Memoranda of Understanding (MoUs) and other agreements we have with overseas regulators. -
Statement on MiFID II inducements and research
FCA welcomes the US Securities and Exchange Commission’s extension of no-action relief relating to MiFID II inducements and research provisions