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Showing 431 to 440 of 711 search results for new Senior Managers Regime.
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Persons responsible for conduct of business changes
AIFMs must register at least 2 people that are effectively responsible for the conduct of the business in order to be authorised as an AIFM. What to do if you need to update these. -
Apply for fund recognition
Investment funds that are structured as collective investment schemes must be authorised or recognised by us to be promoted to retail investors in the UK. -
Driving success through embracing equity
FCA blog by Sarah Pritchard, Executive Director of Markets, on how we all have a role to play in creating a more inclusive world. -
Conduct Risk Briefing
Speech by Robert Taylor, Head of Wealth Management & Private Banking, at the FCA. This is the text of the speech as drafted, which may differ from the delivered version. -
MIFIDPRU Remuneration Code (SYSC 19G)
The FCA provides information on how MIFIDPRU Remuneration Code (SYSC 19G) applies to MIFIDPRU Investment firms. -
UCITS V: requirements for managers and depositaries
Read more on how increased powers for EU regulators ensures protection and confidence for investors in Undertakings for collective investment in transferable securities (UCITS). -
FCA pay and bonus gap data 2022
The FCA pay gap data for 2022 covers the reporting period 1 April 2021 to 31 March 2022. This year the FCA has seen improvements in most of its pay gaps, it will continue to work towards identifying and addressing the underlying issues it knows -
Aiming for calm seas in our market reforms
Speech by Sarah Pritchard, Executive Director, Markets and Executive Director, International at TheCityUK's City Week 2024 conference. -
Getting the right investor outcomes
Speech by William Amos, Director of Wholesale Banking and Investment Management at the Investment Week Fund Management Summit, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Information on open FCA enforcement investigations - December 2020
The FCA provides a breakdown by category of all open FCA investigations as at the 23 November 2020.