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Showing 471 to 480 of 711 search results for new Senior Managers Regime.
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A strategy for positive sustainable change
Speech by our CEO, Nikhil Rathi, delivered at COP26 -
Outsourcing and operational resilience
The FCA explains the implications for operational resilience for regulated firms using outsourcing and other third party service providers, and what it expects from them. -
Information for firms during the Brexit implementation period
On 31 January 2020 at 11pm the UK will leave the European Union (EU) and enter an implementation period, which is due to last until 31 December 2020. -
Reaping the rewards of investing in women
Speech by Sheree Howard, Executive Director of Risk and Compliance Oversight at PIMFA Women’s symposium conference -
FCA proposes new rules to tackle greenwashing
In a bid to clamp down on greenwashing, the FCA is proposing a package of new measures including investment product sustainability labels and restrictions on how terms like ‘ESG’, ‘green’ or ‘sustainable’ can be used. -
FCA update following the recent coronavirus restrictions statements on Tuesday 22 September
Firms should continue to follow Government advice on working from home until notified otherwise. -
Brexit countdown for UK financial services sector
With one week to go until the end of the Brexit transition period, the FCA is urging financial services companies to ensure they are ready -
Application to perform a controlled or senior management function: Connect
Application to perform a controlled or senior management function -
Reforming our capital markets ecosystem
Speech by Nikhil Rathi, our Chief Executive delivered at the Global Investment Management Summit. -
Open markets and common causes: International collaboration and the modernisation of financial services regulation in the UK
Speech by Ashley Alder, Chair, delivered at the Eurofi Conference.