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Showing 1071 to 1080 of 1519 search results for new complaints data published today.

  1. Finalised Guidance on super complaints and references under section 234D

    Finalised guidance Published: 25/06/2013 Last modified: 26/06/2013
    Finalised Guidance on super complaints and references under section 234D. Finalised guidance First published:. ... Section 234C enables designated consumer bodies to make a super complaint to the FCA.

  2. The FCA’s approach to Brexit: our preparations and our vision for the future

    Speeches Published: 19/07/2018 Last modified: 09/10/2020
    Speech delivered by Nausicaa Delfas, Executive Director of International at the FCA, at Bloomberg/TheCityUK.

  3. Five sentenced in FCA prosecution of £2.8m investment fraud

    Press Releases Published: 04/09/2018 Last modified: 04/09/2018
    Operation Tidworth was the FCA’s second largest ever criminal prosecution. The instigator and main beneficiary of the fraud, Michael Nascimento, will be sentenced separately on 14 September 2018.

  4. The Prudential Regulation Authority and The Financial Conduct Authority announce new rules on remuneration

    Press Releases Published: 23/06/2015 Last modified: 23/06/2015
    The Prudential Regulation Authority (PRA) and the Financial Conduct Authority (FCA) have today published new remuneration rules, which include changes to deferral and clawback of variable remuneration (e.g. ... The FCA has also today issued new guidance

  5. CPP card and identity protection compensation scheme closure

    News stories Published: 27/03/2015 Last modified: 13/03/2017
    CPP card and identity protection compensation scheme closure. News stories First published:. ... Only complaints that have already been referred to the scheme’s dispute procedure will now be considered.

  6. High Court finds against illegal pension introducers, Avacade and others

    Press Releases Published: 30/06/2020 Last modified: 30/06/2020
    Today the High Court ruled in favour of the FCA in a civil action against 2 firms and their directors who provided pension services to consumers without FCA authorisation.

  7. Mark Lyttleton sentenced to 12 months imprisonment for insider dealing

    Press Releases Published: 21/12/2016 Last modified: 21/12/2016
    In a prosecution brought by the Financial Conduct Authority (FCA) Mark Lyttleton, a former Equity Portfolio Manager at BlackRock Investment Management (UK) Limited, has today been sentenced to 18 months reduced with credit to 12 months on two counts

  8. Regulatory co-operation between the UK and US: now and in the future

    Speeches Published: 12/06/2019 Last modified: 12/06/2019
    Panel appearance by Nausicaa Delfas, Executive Director of International at the BritishAmerican Business Transatlantic Finance Forum, New York City

  9. Martin Wheatley calls for greater transparency in the asset management sector at the 2013 FCA Asset Management Conference

    Press Releases Published: 30/10/2013 Last modified: 30/10/2013
    Press Releases First published:. 30/10/2013. Last updated: 30/10/2013. Share page. ... The IMA has been conducting a significant review of this market for some months and we expect to be able to report our conclusions early in the New Year.

  10. FCA forces firms to stop making misleading British Steel Pension Scheme offers

    News stories Published: 22/02/2023 Last modified: 22/02/2023
    The FCA have formally required two firms, Abbey Lane Financial Associates Limited and Estate Capital Financial Management Limited, to stop making these offers.
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