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Showing 1241 to 1250 of 1519 search results for new complaints data published today.
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Cultural evolution: how culture must change to meet expectations
Speech by Emily Shepperd, Chief Operating Officer and Executive Director of Authorisations, delivered online at the Westminster Business Forum. -
How can we ensure that Big Data does not make us prisoners of technology?
Speech by Charles Randell, Chair, Financial Conduct Authority and Payment Systems Regulator, delivered at Reuters Newsmaker event, London. -
FCA confirms recognition of the revised FX Global Code and the Global Precious Metals Code
Both these voluntary market codes have been written and are owned by the industry and reflect their views of best practice -
FCA confirms new rules for certain open-ended funds investing in inherently illiquid assets
The Financial Conduct Authority (FCA) has today confirmed new rules which apply to certain types of open-ended fund investing in inherently illiquid assets such as property. The new rules apply to these funds, known as non-UCITS retail schemes (NURSs -
FCA consults on use of new powers to support orderly wind down of critical benchmarks
Today the FCA has published a consultation on its proposed policy framework for exercising two of its new powers under the Benchmarks Regulation (BMR), which will be introduced by the Financial Services Act 2021. These powers relate to the use of -
Upper Tribunal upholds the FCA decision to fine and ban former Keydata executives
The Upper Tribunal has today upheld the Financial Conduct Authority’s (FCA) decision to fine and ban Stewart Ford and Mark Owen, the former CEO and sales director respectively of Keydata Investment Services Ltd (Keydata). -
FCA expects to implement new Disclosure Rules and Transparency Rules in January 2015
The Financial Conduct Authority (FCA) expects to confirm new rules implementing new Transparency Directive requirements before the end of 2014. -
Consumer investments data review April 2021 – March 2022
A summary of the FCA's work to tackle consumer harm in the investment market, between 1 April 2021 and 31 March 2022. -
Can robo-advice improve borrower repayment decisions?
Analysis showing that a simple automated ‘robo-advice’ tool significantly improved borrower repayment decisions in a randomised controlled trial. -
FCA sets out approach to Non-Executive Directors and the Senior Managers Regime
Press Releases First published:. 23/02/2015. Last updated: 23/02/2015. Share page. ... Non-Executive Directors (NEDs) with specific responsibilities, such as Chairman, will come under the new Senior Managers Regime (SMR), the Financial Conduct Authority