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Showing 1411 to 1420 of 1519 search results for new complaints data published today.

1411. Tribunal upholds the Financial Conduct Authority’s decision to fine investment adviser

      Statements Published: 21/05/2015 Last modified: 21/05/2015
      Statements First published:. 21/05/2015. Last updated: 21/05/2015. Share page. ... failure to respond to client complaints appropriately; and. failure to have regard to the statutory and regulatory provisions regarding the promotion of unregulated

1412. FCA proposes the next stage of support for consumer credit and overdraft customers

      Press Releases Published: 16/09/2020 Last modified: 16/09/2020
      The Financial Conduct Authority (FCA) has announced proposals to ensure that firms provide tailored support for users of consumer credit and overdraft products who continue to face payment difficulties due to coronavirus (Covid-19).

1413. FCA reminds insurance firms to review the value of their products in light of the impacts of coronavirus

      Statements Published: 30/10/2020 Last modified: 30/10/2020
      On 3 June 2020, we published guidance setting out our expectations for insurers and insurance intermediaries to consider the value of their products in light of the exceptional circumstances arising from the coronavirus (Covid-19).

1414. Bank of England and Financial Conduct Authority appoint new Chair of the Sterling Risk Free Reference Rates Working Group

      Press Releases Published: 20/11/2018 Last modified: 20/11/2018
      The Bank of England and Financial Conduct Authority (FCA) have today announced the appointment of Tushar Morzaria as the new Chair of the Sterling Risk Free Reference Rates Working Group (the Working Group). Tushar has been the Chief Financial

1415. FCA confirms measures to raise standards in the funeral plans market

      Press Releases Published: 05/07/2021 Last modified: 05/07/2021
      To enhance consumer protection in the funeral plans market, the FCA has confirmed the rules funeral plan providers will have to follow when they come under regulation from 29 July 2022.

1416. The FCA fines and prohibits financial adviser for failing to act with integrity and for failing to be open and honest with the regulator

      Press Releases Published: 01/09/2016 Last modified: 06/03/2017
      The Financial Conduct Authority (FCA) has today banned Elizabeth Anne Parry from performing any function in relation to any regulated financial activity and fined her £109,400 for lying repeatedly to the regulator when asked about her qualification

1417. FCA fines five banks £1.1 billion for FX failings and announces industry-wide remediation programme

      Press Releases Published: 12/11/2014 Last modified: 04/11/2019
      The Financial Conduct Authority (FCA) has imposed fines totalling £1,114,918,000 ($1.7 billion) on five banks for failing to control business practices in their G10 spot foreign exchange (FX) trading operations: Citibank N.A. £225,575,000 ($358

1418. The FCA’s approach to supervising wealth management and private banking firms

      Speeches Published: 02/07/2013 Last modified: 18/07/2013
      Speech by Clive Adamson, Director of Supervision, the FCA, at the APCIMS Compliance Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

1419. PS18/3: Perimeter guidance on personal recommendations on retail investments

      Policy statements Published: 23/02/2018 Last modified: 23/02/2018
      This Policy Statement sets out our response to feedback on new perimeter guidance on what constitutes a personal recommendation, which we published in consultation CP17/28: FAMR Implementation Part II and insistent clients (PDF).

1420. FCA finds small firms need to manage financial crime risks more effectively

      Press Releases Published: 14/11/2014 Last modified: 23/11/2021
      The Financial Conduct Authority (FCA) has found that many small banks and commercial insurance intermediaries fail to effectively manage financial crime risk.