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Showing 611 to 620 of 1519 search results for new complaints data published today.

  1. A financial system to support the recovery

    Speeches Published: 16/06/2020 Last modified: 16/06/2020
    Speech by Charles Randell, Chair of the FCA, to a virtual roundtable of bank chairs hosted by UK Finance.

  2. FCA fines Interactive Brokers (UK) Limited £1,049,412 for poor market abuse controls and failure to report suspicious client transactions

    Press Releases Published: 25/01/2018 Last modified: 25/01/2018
    The Financial Conduct Authority (FCA) has today imposed a financial penalty on Interactive Brokers (UK) (IBUK) in the amount of £1,049,412 for failings in its post-trade systems and controls for identifying and reporting suspicious transactions in

  3. Innovation - impact of technology in managing FC/AML risk

    Speeches Published: 10/11/2016 Last modified: 06/12/2016
    Opening comments by Nausicaa Delfas, Director of Specialist Supervision at the FCA, for a panel discussion at our Financial Crime Conference.

  4. Conduct in a new era: leaders rejecting complacency

    Speeches Published: 13/06/2013 Last modified: 18/07/2013
    Speech by John Griffith-Jones, Chairman, the FCA, to theCityUK conference in London. This is the text of the speech as drafted, which may differ from the delivered version.

  5. Teamwork: A Smart way to tackle financial crime

    Speeches Published: 26/06/2024 Last modified: 26/06/2024
    Speech by Steve Smart, FCA joint executive director of enforcement and market oversight, delivered at the Financial Services Investigations and Enforcement Summit.

  6. Charles Randell speech at the Annual Public Meeting 2019

    Speeches Published: 17/07/2019 Last modified: 17/07/2019
    Speech by Charles Randell, Chair of the FCA, delivered at our 2019 Annual Public Meeting.

  7. Statement on treatment of Gibraltar in our Handbook after Brexit

    Statements Published: 20/12/2018 Last modified: 20/12/2018
    As part of our Brexit preparations, we will make a rule to preserve the existing Handbook treatment in respect of Gibraltar in the post exit day Handbook. 

  8. UK establishes FinTech Bridge with the Republic of Korea

    Press Releases Published: 22/07/2016 Last modified: 22/07/2016
    UK establishes FinTech Bridge with the Republic of Korea. Press Releases First published:. ... New FinTech Bridge will support international expansion of UK and Korean FinTech firms.

  9. Stress testing for human beings

    Speeches Published: 27/09/2019 Last modified: 27/09/2019
    Speech by Charles Randell, Chair of the FCA, delivered at the Gleneagles Pensions & Savings Symposium.

  10. Organisations we collect for

    Tasks for firms Published: 08/05/2015 Last modified: 10/07/2023
    Find out which organisations the FCA collect levies for. 
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