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Showing 921 to 930 of 1519 search results for new complaints data published today.
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Examining the future of anti-money laundering regulations
Speech by Rob Gruppetta at the Accuity AML Risk Reduction and Compliance Europe Conference on 8 December 2015 -
Reforming our capital markets ecosystem
Speech by Nikhil Rathi, our Chief Executive delivered at the Global Investment Management Summit. -
The Financial Conduct Authority consults on guidance to clarify the boundary between different investment advice models
Today, we’re aiming to address some of the barriers that firms have identified to offering new, streamlined advisory products. ... Today’s publication pulls together and replaces previous guidance. The thematic review that helped inform the guidance -
The Financial Conduct Authority publishes new referral criteria for enforcement investigations
The process published today will clarify how the FCA decides which regulatory tool is the most likely to fulfil its objectives in each individual case. ... On 24 April 2019, the FCA's enforcement referral criteria was replaced with theThe criteria -
Moorhouse fined for failures in relation to its telephone sales
Moorhouse fined for failures in relation to its telephone sales. Press Releases First published:. ... identify that customer data was being recorded inaccurately by sales agents, potentially affecting whether any claims later made by those customers were -
FCA proposes new premium listing category for sovereign-controlled companies
The Financial Conduct Authority (FCA) has today launched a consultation on proposals to create a new category within its premium listing regime to cater for companies controlled by a shareholder that is a sovereign country. -
The rationale for the FCA’s Mission and the context which the FCA operates in
Speech by Andrew Bailey, Chief Executive at the FCA, delivered at City Banquet, Mansion House. -
FCA publishes terms of reference for credit card market study
The Financial Conduct Authority (FCA) has today published the terms of reference for a credit card market study. ... On 7 April 2014, the FCA published research on the credit card market. -
TR14/2 – Thematic Review of Annuities
TR14/2 – Thematic Review of Annuities. Thematic reviews First published:. 14/02/2014. ... Market studies are our new main tool for examining competition issues in the markets we regulate - they allow us to look more broadly at a market to analyse how -
FCA urges action on interest-only mortgages
People with interest-only mortgages are being urged to contact their lender after the Financial Conduct Authority (FCA) found that many have still not talked to their lender about their repayment options.