Filter results
Category
Filter by document type
Document type
Filter by year
Sort by:

Search results

Showing 131 to 140 of 1033 search results for new complaints data published today by the Financial Conduct.

  1. Tracey McDermott to leave the FCA

    Statements Published: 13/04/2016 Last modified: 13/04/2016
    Tracey McDermott, Acting Chief Executive of the Financial Conduct Authority (FCA) has today announced that she is to leave the organisation on 1 July 2016.
  2. Aston Forex / Aston Markets

    Warnings Published: 11/04/2013 Last modified: 21/08/2013
    We (the Financial Conduct Authority – FCA) have published this statement today in order to warn investors against dealing with unauthorised firms.
  3. The Financial Conduct Authority named as a Best Employer for Race in new listing

    Press Releases Published: 01/11/2017 Last modified: 01/11/2017
    The Financial Conduct Authority has today has been named by Business in the Community as one of the UK’s Best Employers for Race in a new listing published today (1 November 2017).
  4. The Financial Conduct Authority publishes new referral criteria for enforcement investigations

    Press Releases Published: 10/07/2015 Last modified: 24/04/2019
    The Financial Conduct Authority publishes new referral criteria for enforcement investigations. ... The process published today will clarify how the FCA decides which regulatory tool is the most likely to fulfil its objectives in each individual case.
  5. Statement on the Financial Conduct Authority’s enforcement investigation into issues relating to HBOS Reading

    Press Releases Published: 07/04/2017 Last modified: 27/06/2019
    The Financial Conduct Authority (FCA) today announces that it is investigating events surrounding the discovery of misconduct within the Reading-based Impaired Assets team of Halifax Bank of Scotland (HBOS).
  6. Joint Bank of England and FCA review of open-ended investment funds

    Statements Published: 26/03/2021 Last modified: 26/03/2021
    The Bank of England and Financial Conduct Authority have today published the findings of their joint survey of UK-authorised open-ended funds.
  7. The commercial importance of culture to industry

    Speeches Published: 02/12/2014 Last modified: 02/12/2014
    reasons. First, because with every new conduct crisis, it becomes harder to credibly talk of lessons being learnt – so regulatory enforcement invariably bites harder. ... Why, six years on from an economic crisis accelerated by poor conduct; five years
  8. FCA comments on Financial Policy Committee recommendations

    Press Releases Published: 26/06/2014 Last modified: 26/06/2014
    Commenting on today’s recommendations from the Financial Policy Committee, the Financial Conduct Authority said:. ... On 1 April 2013 the FCA became responsible for the conduct supervision of all regulated financial firms and the prudential supervision
  9. ‘Big Tech a priority’ says FCA Chief Executive

    Press Releases Published: 22/04/2024 Last modified: 22/04/2024
    In a speech delivered today, the FCA's Chief Executive Nikhil Rathi announced the regulator's plans to examine how Big Tech firms’ unique access to large sets of data could unlock better products, more competitive prices and wider choice for
  10. FCA proposes new Directory of financial services workers

    Press Releases Published: 04/07/2018 Last modified: 04/07/2018
    The Financial Conduct Authority (FCA) has today proposed a new Directory to help consumers and firms check the status and history of individuals working in financial services.