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Showing 291 to 300 of 1033 search results for new complaints data published today by the Financial Conduct.

  1. FCA Independent Directors Publish Protocol and Updated Terms of Reference

    Press Releases Published: 02/05/2014 Last modified: 02/05/2014
    On 8 April 2014 the Financial Conduct Authority’s (FCA) Non-Executive Directors appointed Simon Davis of Clifford Chance to conduct an independent inquiry into the handling of the FCA’s ... Following discussions with Simon Davis, HM Treasury and the

  2. The Financial Conduct Authority publishes review into delivering ‘independent’ financial advice following the implementation of the Retail Distribution Review

    Press Releases Published: 20/03/2014 Last modified: 20/03/2014
    A thematic review published today by the Financial Conduct Authority (FCA) shows that most advisory firms describing their service as ‘independent’ appeared to use the description accurately. ... Nick Poyntz-Wright, director of long-term savings and

  3. FCA data shows consumer complaints fall by 15%

    Press Releases Published: 09/04/2014 Last modified: 24/11/2021
    The latest complaints data published by the Financial Conduct Authority (FCA) shows 2,479,029 new complaints were opened against financial services firms between July and December 2013.

  4. Nausicaa Delfas appointed Executive Director of International

    Press Releases Published: 01/02/2018 Last modified: 01/02/2018
    The Financial Conduct Authority has today announced the appointment of Nausicaa Delfas as the Executive Director of International.

  5. FCA fines former investment banker for sharing confidential information over WhatsApp

    Press Releases Published: 30/03/2017 Last modified: 30/03/2017
    The Financial Conduct Authority (FCA) has today fined Christopher Niehaus, a former investment banker, £37,198 for sharing client confidential information over WhatsApp.  The FCA found that Mr Niehaus failed to act with due skill, care and

  6. Alex Hope sentenced for failing to pay confiscation order

    Press Releases Published: 27/09/2016 Last modified: 27/09/2016
    Alex Hope was today (27 September 2016) sentenced to 603 days’ imprisonment for failing to pay the full value of a confiscation order made against him.

  7. FCA welcomes launch of ISSB standards

    News stories Published: 26/06/2023 Last modified: 26/06/2023
    FCA welcomes the International Sustainability Standards Board (ISSB) launch of its first sustainability-related reporting standards.

  8. FCA statement on Consultation Paper 12/20: Review of the client money rules for insurance intermediaries

    Statements Published: 16/08/2016 Last modified: 01/02/2017
    The Financial Conduct Authority (FCA) has today written to firms providing an update on Consultation Paper 12/20: Review of the client money rules for insurance intermediaries, where it had proposed some changes to the rules and guidance in Chapter

  9. FCA confirms permanent ban on the sale of binary options to retail consumers

    Statements Published: 29/03/2019 Last modified: 29/03/2019
    FCA confirms permanent ban on the sale of binary options to retail consumers 

  10. Updates to the FCA’s directions under the Temporary Transitional Power

    Press Releases Published: 26/09/2019 Last modified: 26/09/2019
    Today, the Financial Conduct Authority (FCA) has updated and published draft directions under its Temporary Transitional Power (TTP). The TTP gives the FCA flexibility in applying post-Brexit requirements, allowing firms to transition to a new UK