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Showing 371 to 380 of 1033 search results for new complaints data published today by the Financial Conduct.

  1. Mark Lyttleton pleads guilty to insider dealing

    Press Releases Published: 02/11/2016 Last modified: 02/11/2016
    Mark Lyttleton, a former Equity Portfolio Manager at BlackRock, has today pleaded guilty to two counts of insider dealing.  He will be sentenced on 21 December 2016.

  2. Supreme Court judgment in FCA’s business interruption insurance test case

    Press Releases Published: 15/01/2021 Last modified: 15/01/2021
    The Supreme Court has delivered its judgment in the Financial Conduct Authority’s (FCA)’s business interruption insurance test case.

  3. Individual sentenced for role in operating unauthorised collective investment scheme

    Press Releases Published: 19/06/2015 Last modified: 19/06/2015
    All of the convictions are part of Operation Cotton, one of the Financial Conduct Authority’s (FCA) largest investigations and prosecutions. ... On the 1 April 2013 the Financial Conduct Authority (FCA) became responsible for the conduct supervision of

  4. Financial Conduct Authority fines Credit Suisse and Yorkshire Building Society for financial promotions failures

    Press Releases Published: 16/06/2014 Last modified: 09/12/2016
    Financial Conduct Authority fines Credit Suisse and Yorkshire Building Society for financial promotions failures. ... The Financial Conduct Authority (FCA) has today fined both Credit Suisse International (CSI) and Yorkshire Building Society (YBS) for

  5. Martin Wheatley to stand down as FCA Chief Executive

    Press Releases Published: 17/07/2015 Last modified: 17/07/2015
    The Financial Conduct Authority (FCA) today announced that Martin Wheatley is to stand down as Chief Executive with effect from September 12 2015. ... to putting conduct so firmly at the top of the financial services agenda.

  6. FCA bans Terry Farr

    Press Releases Published: 29/05/2019 Last modified: 29/05/2019
    The Financial Conduct Authority (FCA) and Action Fraud are warning the public to be wary of investment scams carried out via bogus online trading platforms. This warning comes as cryptoassests and forex investment scams reports more than tripled

  7. FCA reveals urban-rural differences in how consumers experience financial services

    Press Releases Published: 20/06/2018 Last modified: 20/06/2018
    The Financial Conduct Authority (FCA) has today published the latest analysis from its Financial Lives survey. Today’s report puts the spotlight on the financial situation of people across the UK and highlights where in the UK people may be more

  8. FCA reveals findings from its first Financial Lives Survey

    Press Releases Published: 18/10/2017 Last modified: 18/10/2017
    The Financial Conduct Authority (FCA) has today published the results of its Financial Lives Survey 2017.

  9. The FCA consults on its approach ahead of the UK’s exit from the EU

    Press Releases Published: 10/10/2018 Last modified: 10/10/2018
    The Financial Conduct Authority (FCA) today published two consultation papers, setting out its proposals in the event the UK leaves the European Union on 29 March 2019 without an implementation period.  It also set out its approach to the

  10. FCA highlights its areas of concern in financial services markets

    Press Releases Published: 18/02/2020 Last modified: 11/08/2023
    The Financial Conduct Authority (FCA) has today published its annual Sector Views, an assessment of the risks and potential harm to consumers across financial services markets.