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Showing 391 to 400 of 1033 search results for new complaints data published today by the Financial Conduct.

  1. FCA fines compliance oversight officer for pension transfer failings

    Press Releases Published: 14/07/2017 Last modified: 14/07/2017
    The Financial Conduct Authority (FCA) has today fined David Watters £75,000 for failing to exercise due skill, care and diligence in his role as compliance oversight officer, firstly at FGS McClure Watters (FGS) and then Lanyon Astor Buller Ltd (LAB

  2. FCA response to the independent review of the prudential supervision of the Co-operative Bank

    Press Releases Published: 27/03/2019 Last modified: 27/03/2019
    On 6 March 2018, HM Treasury announced that it had directed the Prudential Regulation Authority (PRA) to conduct an independent review of the prudential supervision of the Co-operative Bank between 2008 and 2013.

  3. Ex-Mortgage Broker pleads guilty to 12 Criminal Offences

    Press Releases Published: 14/06/2013 Last modified: 17/09/2013
    In a case brought by the Financial Conduct Authority (FCA) Michael Joseph James Lewis, in a plea and case management hearing at Maidstone Crown Court, pleaded guilty to ten counts of breaching the general prohibition under Section 19 of the

  4. Case concerning CEO referred to the Upper Tribunal

    Press Releases Published: 11/12/2015 Last modified: 11/12/2015
    has referred a decision made by the Financial Conduct Authority (FCA) concerning him to the Upper Tribunal (the tribunal). ... The FCA’s decision is set out in the decision notice which is published today.

  5. FCA outlines rules for secondary annuity market

    Press Releases Published: 21/04/2016 Last modified: 27/04/2016
    The Financial Conduct Authority has today published a consultation on its proposed rules and guidance for the secondary annuity market. ... The rules and guidance aim to balance the need to support this new market with protecting consumers.

  6. Financial watchdog sets out credit information market improvements

    Press Releases Published: 05/12/2023 Last modified: 05/12/2023
    People will find their credit files better reflect their financial circumstances, under proposals announced by the Financial Conduct Authority (FCA).

  7. Transparency in asset management

    News stories Published: 30/10/2013 Last modified: 15/08/2014
    Transparency in asset management. News stories First published:. 30/10/2013. Last updated: 15/08/2014. ... To achieve this, Financial Conduct Authority Chief Executive Martin Wheatley outlined our key focus for the next 12 months; the use of dealing

  8. The FCA has today published Decision Notices in respect of three former members of Keydata’s senior management: Stewart Ford, Mark Owen and Peter Johnson

    Press Releases Published: 26/05/2015 Last modified: 02/06/2015
    The FCA has today published Decision Notices in respect of three former members of Keydata’s senior management: Stewart Ford, Mark Owen and Peter Johnson. ... The FCA has today published Decision Notices in respect of three former members of

  9. Publication of the PRA and FCA review into the failure of HBOS

    Press Releases Published: 19/11/2015 Last modified: 27/06/2019
    The Prudential Regulation Authority (PRA) and the Financial Conduct Authority (FCA) are today publishing the review into the failure of HBOS Group. ... Sir Brian Pomeroy, Senior Independent Director at the Financial Conduct Authority and Chairman of the

  10. FCA announces new chair of the Smaller Business Practitioner Panel

    Press Releases Published: 05/09/2019 Last modified: 05/09/2019
    Charles Randell, Chair of the Financial Conduct Authority, has today announced the appointment of Marlene Shiels, Chief Executive of Capital Credit Union, as Chair of the FCA’s Smaller Business Practitioner Panel from 1 October 2019. She has been