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Showing 411 to 420 of 1033 search results for new complaints data published today by the Financial Conduct.
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New rules proposed for sponsors to enhance listing regime
published today by the Financial Conduct Authority (FCA) for consultation. ... On the 1 April 2013 the Financial Conduct Authority (FCA) became responsible for the conduct supervision of all regulated financial firms and the prudential supervision of -
Catherine Bradley appointed as non-executive director
The Financial Conduct Authority (FCA) today confirmed the appointment of Catherine Bradley as a Non-Executive Director to its board. ... On 1 April 2013 the FCA became responsible for the conduct supervision of all regulated financial firms and the -
FCA proposes new rules to help consumers with pre-existing medical conditions access suitable travel insurance
The Financial Conduct Authority (FCA) has today launched a consultation on proposals designed to help consumers with pre-existing medical conditions (PEMCs) have better access to travel insurance products. -
FCA introduces additional protection for consumers ahead of pension freedoms
The Financial Conduct Authority (FCA) has today written to the Chief Executive Officers (CEOs) of pension providers to outline plans to introduce additional protection for those accessing their defined contribution (DC) ... On the 1 April 2013 the -
A sustainable conduct environment
Speech by Clive Adamson, Director of Supervision, the FCA, at the Association of Professional Compliance Consultants’ annual conference. This is the text of the speech as drafted, which may differ from the delivered version. -
FCA bans debt management couple for misappropriating client money
The Financial Conduct Authority (FCA) has today banned Adrian and Christine Whitehurst, former directors of debt management firm First Step Finance Limited (now dissolved), for dishonestly misappropriating client money. Over 4000 customers lost a -
FCA opens a discussion on introducing a basic savings rate in the cash savings market
The Financial Conduct Authority (FCA) has today published a Discussion Paper on price discrimination in the cash savings market. -
Dealing commission
Speech by Martin Wheatley, Chief Executive of the FCA, at the FCA conference on dealing commission in London. This is the text of the speech as drafted, which may differ from the delivered version. -
FCA publishes thematic review into dark pools
Firms operating dark pools have made significant progress in addressing the promotion and the management of conflicts of interest according to a new report from the Financial Conduct Authority (FCA) published ... On 1 April 2013 the Financial Conduct -
From intellectual certainty to debate
And the linked danger that new issuers, or smaller clients might struggle to negotiate effectively. ... And this is certainly the case today during what is a critical moment of transition.