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Showing 421 to 430 of 1033 search results for new complaints data published today by the Financial Conduct.

  1. FCA and Bank of England statement on joint review of open-ended funds

    Statements Published: 16/12/2019 Last modified: 16/12/2019
    The Financial Policy Committee has set out initial findings of a joint review by the Financial Conduct Authority and the Bank of England on open-ended investment funds and the risks posed by their liquidity mismatch in its Financial Stability Report.

  2. Unauthorised Forex Investment Fraudster Convicted

    Press Releases Published: 09/01/2015 Last modified: 09/01/2015
    The Financial Conduct Authority (FCA) prosecuted Hope, who ran a scam which claimed to be making large returns for investors from the profits of his forex trading. ... On the 1 April 2013 the Financial Conduct Authority (FCA) became responsible for the

  3. FCA fines and bans former RBS trader, Neil Danziger

    Press Releases Published: 08/01/2018 Last modified: 08/01/2018
    The Financial Conduct Authority (FCA) has imposed a financial penalty of £250,000 on former Royal Bank of Scotland (RBS) interest rate derivatives trader, Neil Danziger, and prohibited him from performing any function in relation to any regulated

  4. FCA consults on Market Abuse Regulation policy proposals and Handbook changes

    Press Releases Published: 05/11/2015 Last modified: 05/11/2015
    The Financial Conduct Authority (FCA) has today published its policy proposals and Handbook changes to support the implementation of the new European Market Abuse Regulation regime, which will apply from 3 ... On 1 April 2013 the FCA became responsible

  5. Extension of the Senior Managers & Certification Regime (SM&CR) implementation periods for solo-regulated firms

    News stories Published: 30/06/2020 Last modified: 02/09/2020
    The deadline for solo-regulated firms to have undertaken the first assessment of the fitness and propriety of their Certified Persons has been delayed from 9 December 2020 until 31 March 2021.

  6. Financial Conduct Authority unveils successful sandbox firms on the second anniversary of Project Innovate

    Press Releases Published: 07/11/2016 Last modified: 07/11/2016
    The Financial Conduct Authority (FCA) today marks the second anniversary of Project Innovate by announcing the firms that were successful in their applications to begin testing in the first cohort of the regulatory sandbox.

  7. Former director banned from conducting regulated activity

    Statements Published: 09/06/2015 Last modified: 09/06/2015
    Former director banned from conducting regulated activity. Statements First published:. 09/06/2015. ... The Financial Conduct Authority has today banned Kevin Allen from performing any function related to any regulated activity.

  8. Looking ahead to 2014

    Speeches Published: 09/12/2013 Last modified: 09/12/2013
    Speech by Martin Wheatley, Chief Executive of the FCA, at the ICI Global Trading and Market Structure Conference. This is the text of the speech as drafted, which may differ from the delivered version.

  9. The FCA fines and prohibits financial adviser for failing to act with integrity and for failing to be open and honest with the regulator

    Press Releases Published: 01/09/2016 Last modified: 06/03/2017
    The Financial Conduct Authority (FCA) has today banned Elizabeth Anne Parry from performing any function in relation to any regulated financial activity and fined her £109,400 for lying repeatedly to the regulator when asked about her qualification

  10. FCA confirms the next stage of support for mortgage borrowers

    Press Releases Published: 14/09/2020 Last modified: 14/09/2020
    The Financial Conduct Authority (FCA) has confirmed the support mortgage borrowers will receive if they continue to face payment difficulties due to coronavirus.