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Showing 471 to 480 of 1033 search results for new complaints data published today by the Financial Conduct.

  1. Financial regulators publish third edition of plan for upcoming work

    News stories Published: 07/05/2021 Last modified: 07/05/2021
    The Financial Services Regulatory Initiatives Forum has issued the third edition of the Regulatory Initiatives Grid which lists upcoming work.

  2. Darren Newton banned from working in the financial services sector

    Press Releases Published: 20/12/2018 Last modified: 20/12/2018
    The Financial Conduct Authority (FCA) has today banned Darren Lee Newton from working in the financial services sector. The FCA discovered Mr Newton used customers’ money for the purchase of the debt management firm, First Step Finance Limited.

  3. Financial regulators publish fourth edition of plan for upcoming work

    News stories Published: 01/11/2021 Last modified: 01/11/2021
    The Financial Services Regulatory Initiatives Forum has issued the fourth edition of the Regulatory Initiatives Grid which lists upcoming work.

  4. Insurance firms failing to consider value of the products and services provided to consumers

    Press Releases Published: 10/04/2019 Last modified: 10/04/2019
    The Financial Conduct Authority (FCA) is warning General Insurance (GI) firms about manufacturing, sales and distribution approaches that can lead to customers purchasing inappropriate products, paying excessive prices or receiving poor service.

  5. FCA publishes decision notice against Alistair Burns deciding to ban him and fine him

    Press Releases Published: 01/12/2016 Last modified: 10/11/2017
    The Financial Conduct Authority has today published a Decision Notice in respect of Alistair Burns, Chief Executive at TailorMade Independent Limited (TMI).

  6. FCA and DWP publish call for evidence on transaction costs

    Press Releases Published: 02/03/2015 Last modified: 02/03/2015
    The Financial Conduct Authority (FCA) and the Department for Work and Pensions (DWP) have today published a joint call for evidence on the disclosure of transaction cost information for workplace pension ... On the 1 April 2013 the Financial Conduct

  7. FCA fines Prudential £23,875,000 for failures relating to non-advised annuities sales

    Press Releases Published: 30/09/2019 Last modified: 30/09/2019
    The Financial Conduct Authority (FCA) has fined The Prudential Assurance Company Limited (Prudential) £23,875,000 for failures related to non-advised sales of annuities. 

  8. FCA makes Market Investigation Reference for investment consultancy services

    Press Releases Published: 14/09/2017 Last modified: 14/09/2017
    The Financial Conduct Authority (FCA) has today confirmed its final decision to make a Market Investigation Reference (MIR) to the Competition and Markets Authority (CMA) in relation to investment consultancy and fiduciary management services.

  9. FCA proposes new premium listing category for sovereign-controlled companies

    Press Releases Published: 13/07/2017 Last modified: 13/07/2017
    The Financial Conduct Authority (FCA) has today launched a consultation on proposals to create a new category within its premium listing regime to cater for companies controlled by a shareholder that is a sovereign country.

  10. FCA to require pension providers to offer to book Pension Wise appointments for consumers

    Press Releases Published: 04/05/2021 Last modified: 04/05/2021
    The Financial Conduct Authority (FCA) has today proposed new rules to require pension providers to ‘nudge’ consumers to Pension Wise in order to benefit from guidance before they access their defined contribution pension savings. This includes