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Showing 521 to 530 of 1033 search results for new complaints data published today by the Financial Conduct.

  1. The FCA publishes latest review of sales incentives at retail financial services firms

    Press Releases Published: 04/03/2014 Last modified: 17/11/2021
    All the major retail banks have either replaced or made substantial changes to financial incentive schemes, which played such a major role in the mis-selling scandals of recent years, the Financial Conduct Authority (FCA) revealed today.

  2. FCA secures orders for victims of unauthorised share scheme

    Press Releases Published: 06/05/2020 Last modified: 07/05/2020
    The High Court today ordered four individuals and one company to pay nearly £3.62m in restitution to members of the public who bought shares that were promoted unlawfully.

  3. Insider dealers sentenced in Operation Tabernula trial

    Press Releases Published: 11/05/2016 Last modified: 05/04/2023
    In a case brought by the Financial Conduct Authority (FCA), Martyn Dodgson, a senior investment banker, and Andrew Hind, a Chartered Accountant, have today been sentenced at Southwark Crown Court to 4.5 years and 3.5 years imprisonment.

  4. Personal accountability

    Speeches Published: 02/12/2015 Last modified: 19/04/2016
    Speech by Tracey McDermott, Acting Chief Executive, FCA, delivered at the City & Financial conference on Personal Accountability in the Financial Services Industry, 2 December 2015, London. This is the text of the speech as drafted, which may differ

  5. FCA finds MiFID II research unbundling rules working well for investors

    Press Releases Published: 19/09/2019 Last modified: 19/09/2019
    The Financial Conduct Authority (FCA) has today published multi-firm review findings indicating the Markets in Financial Instruments Directive’s (MiFID II) research unbundling rules have improved asset managers’ accountability over costs, saving

  6. FCA to ask firms for their views on MiFID II implementation

    Press Releases Published: 26/03/2015 Last modified: 08/11/2016
    The Financial Conduct Authority (FCA) is seeking early views from firms, trade bodies and consumer groups on how it might implement certain aspects of the recast Markets in Financial Instruments Directive, ... On the 1 April 2013 the Financial Conduct

  7. FCA publishes results of thematic reviews into enhanced transfer values and SIPP operators

    Press Releases Published: 21/07/2014 Last modified: 21/07/2014
    Given the Government's recent announcements about pension reforms taking effect from next April and its response to the consultation regarding restrictions on transfers from private sector DB schemes, published today, ... Separately, the FCA has today

  8. FCA publishes Decision Notice for former UBS LIBOR trader

    Press Releases Published: 14/04/2016 Last modified: 14/04/2016
    The Financial Conduct Authority (FCA) has today published a Decision Notice in respect of Mr Arif Hussein, formerly a derivatives trader at UBS in London. ... On the 1 April 2013 the Financial Conduct Authority (FCA) became responsible for the conduct

  9. Surveillance: The FCA's expectations and toolkits

    Speeches Published: 07/10/2014 Last modified: 07/10/2014
    Speech by Patrick Spens, Head of Market Monitoring, at the British Bankers' Association Market Abuse Conference. This is the text of the speech as drafted, which may differ from the delivered version.

  10. Regulation - supporting vibrant markets

    Speeches Published: 02/06/2015 Last modified: 02/06/2015
    Speech by Martin Wheatley, CEO of the Financial Conduct Authority, delivered at the Future of Financial Services event in London. This is the text of the speech as drafted, which may differ from the delivered version.