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Showing 531 to 540 of 1033 search results for new complaints data published today by the Financial Conduct.

531. Capita Financial Managers to pay up to £66 million for the benefit of investors in the Connaught Income Fund, Series 1

     Press Releases Published: 10/11/2017 Last modified: 10/11/2017
     The Financial Conduct Authority has today announced that Capita Financial Managers Limited (CFM) has been publicly censured and will pay up to £66 million to those investors who suffered loss as a result of investing in the Guaranteed Low Risk

532. The defining challenge of our time

     Speeches Published: 11/03/2015 Last modified: 20/03/2015
     Speech by Martin Wheatley, Chief Executive of the FCA, delivered at the NAPF Investment Conference, Edinburgh. This is the text of the speech as drafted, which may differ from the delivered version.

533. FCA fines Deutsche Bank £163 million for serious anti-money laundering controls failings

     Press Releases Published: 31/01/2017 Last modified: 31/01/2017
     The Financial Conduct Authority (FCA) has today fined Deutsche Bank AG (Deutsche Bank) £163,076,224 for failing to maintain an adequate anti-money laundering (AML) control framework during the period between 1 January 2012 and 31 December

534. FCA publishes review of business interruption insurance claims handling

     Press Releases Published: 04/10/2022 Last modified: 04/10/2022
     The FCA publishes the latest BI data and sets out examples of good practice and where insurance firms have fallen short of expectations in their handling of BI claims.

535. The FCA and the FCA Practitioner Panel publish the findings from their joint survey of industry views

     Press Releases Published: 03/08/2017 Last modified: 03/08/2017
     The Financial Conduct Authority (FCA) and the FCA Practitioner Panel have today published the findings from their 2017 survey of FCA-regulated firms. The survey gives a view across the financial services sector of the FCA’s performance as a

536. FCA fines and bans financial adviser for insider dealing

     Press Releases Published: 13/05/2016 Last modified: 13/05/2016
     The Financial Conduct Authority (FCA) has today fined Mark Taylor, a financial adviser, £36,285 and banned him for a period of at least two years for engaging in market abuse. ... On 1 April 2013 the Financial Conduct Authority (FCA) became responsible

537. FCA updates retirement income market study terms of reference

     Press Releases Published: 09/06/2014 Last modified: 09/06/2014
     The Financial Conduct Authority (FCA) has today published an update setting out its current and ongoing work on the retirement income market. ... On 1 April 2013 the FCA became responsible for the conduct supervision of all regulated financial firms and

538. Cenkos Securities fined for failure to maintain the high standards required of a firm providing Sponsor Services

     Press Releases Published: 09/08/2016 Last modified: 06/03/2017
     The Financial Conduct Authority (FCA) has today fined Cenkos Securities plc (Cenkos) £530,500 for failures in its sponsor services business.  Cenkos failed to have appropriate systems and controls in place across its sponsor services business, and,

539. FSA finalises proposals for the regulation and supervision of benchmarks

     Press Releases Published: 25/03/2013 Last modified: 29/03/2013
     The Financial Services Authority (FSA) has finalised new rules and regulations for financial benchmarks. This follows the recommendations of the Wheatley Review of the London Inter-Bank Offered Rate (LIBOR).

540. Michael Nascimento sentenced to 11 years’ imprisonment in FCA prosecution of £2.8m investment fraud

     Press Releases Published: 17/09/2018 Last modified: 17/09/2018
     Michael Nascimento was today sentenced to 11 years’ imprisonment for his role in a share fraud carried out through a series of boiler room companies which led to the loss of more than £2.8 million of investors’ money. He was the controlling