Search results
Showing 551 to 560 of 1033 search results for new complaints data published today by the Financial Conduct.
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FCA fines RBS and NatWest for failures in mortgage advice process
The Financial Conduct Authority (FCA) has today fined The Royal Bank of Scotland and NatWest £14,474,600 for serious failings in their advised mortgage sales business. ... On the 1 April 2013 the Financial Conduct Authority (FCA) became responsible for -
Our supervision overview
Speech by Clive Adamson, director of supervision, at the General Insurance conference, London. -
The FCA fines Vanquis £1,976,000 and orders Vanquis to pay compensation to customers
The Financial Conduct Authority (FCA) has today imposed a fine of £1,976,000 on credit card lender, Vanquis, for failing to disclose the full price of an add-on product, called Repayment Option Plan (ROP). The firm will also repay an estimated £168 -
Global regulation in the post-crisis era
Speech by John Griffith-Jones, Chairman, FCA, delivered at the TheCityUK Annual Conference on 30 June 2016. -
FCA outlines approach for implementation of Mortgage Credit Directive and regulatory framework for second charge mortgages
The Financial Conduct Authority (FCA) has today set out plans to bring second charge mortgages under FCA mortgage rules and laid out how they intend to implement the Mortgage Credit Directive. ... On the 1 April 2013 the Financial Conduct Authority (FCA) -
FCA publishes Annual Report and Accounts 2018/19
The FCA has published its Annual Report and Accounts, which looks back on the key pieces of work undertaken by the organisation throughout 2018/19. -
Craig Whyte appears at court for failing to provide key passwords for seized devices
In a prosecution brought by the Financial Conduct Authority (FCA), Craig Whyte has been charged with failing to provide passwords for various laptops and phones. -
Principals and appointed representatives
If you’re a principal firm for an appointed representative (AR), find out what your responsibilities are and when to notify the FCA. -
FCA statement on ESMA’s ongoing work on possible product intervention measures applicable to retail CFD and binary option products
The European Securities and Markets Authority (ESMA) has made an announcement today on its work in relation to the provision of contracts for differences (CFDs), including rolling spot forex, and binary options to retail clients. -
FCA launches review of treatment of Politically Exposed Persons
The FCA has today set out issues it will consider as part of a review of the treatment of domestic Politically Exposed Persons (PEPs) by financial services firms.