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Showing 581 to 590 of 1033 search results for new complaints data published today by the Financial Conduct.

  1. Proposed new rules to encourage companies to list in the UK and other market improvements set out by financial watchdog

    Press Releases Published: 20/12/2023 Last modified: 20/12/2023
    Proposals aimed at making the UK’s listing regime more accessible, effective, and competitive, have today been set out in detail by the Financial Conduct Authority (FCA).

  2. Tribunal upholds the Financial Conduct Authority’s decision to fine investment adviser

    Statements Published: 21/05/2015 Last modified: 21/05/2015
    Tribunal upholds the Financial Conduct Authority’s decision to fine investment adviser. ... Statements First published:. 21/05/2015. Last updated: 21/05/2015. Share page.

  3. Has the industry improved ten years on?

    Speeches Published: 14/06/2018 Last modified: 15/06/2018
    Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the Banking Litigation & Regulation Forum 2018.

  4. Jonathan Davidson appointed new Director of Supervision – Retail and Authorisations

    Press Releases Published: 07/07/2015 Last modified: 08/11/2016
    The Financial Conduct Authority (FCA) today announced the appointment of Jonathan Davidson as their new Director of Supervision – Retail and Authorisations. ... He was previously the Chief Operating Officer for Direct Line. Martin Wheatley, Chief

  5. Retail banking: product governance review

    Multi-firm reviews Published: 05/03/2018 Last modified: 05/03/2018
    The latest stage of our supervision work looked at product governance in small and medium-sized retail banks. It examined how well banks consider customers’ needs when they design and sell products and provide after-sales services. We found common

  6. Manraj Virdee pleads guilty to illegally operating an investment scheme and fraud

    Press Releases Published: 07/12/2018 Last modified: 07/12/2018
    In a case brought by the Financial Conduct Authority (FCA), Manraj Virdee has today pleaded guilty at Southwark Crown Court to four charges encompassing illegal operation of an unauthorised investment scheme, ... Financial Conduct Authority (FCA) into

  7. FCA sends communication regarding potentially misleading marketing to all firms carrying out currency transfer services

    Statements Published: 26/05/2016 Last modified: 28/10/2016
    Statements First published:. 26/05/2016. Last updated: 28/10/2016. Share page. ... The Financial Conduct Authority (FCA) has today sent an email to all firms carrying out currency transfer services explaining that some firms may be marketing their

  8. 2018 fines

    News stories Published: 08/01/2018 Last modified: 15/01/2019
    This table contains information about fines published during the calendar year ending 2018. The total amount of fines is £60,467,212.

  9. FCA proposes rules for pension providers to help deliver Pensions Dashboards

    News stories Published: 11/02/2022 Last modified: 11/02/2022
    We set out the critical role regulated pension providers must play in helping to launch the Government’s Pensions Dashboards initiative, which aims to empower savers to engage with their pensions.

  10. FCA reveals next round of successful firms in its regulatory sandbox

    Press Releases Published: 05/12/2017 Last modified: 06/12/2017
    The Financial Conduct Authority (FCA) today unveils the firms that were successful in their applications to begin testing in the third cohort of the sandbox.