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Showing 631 to 640 of 1033 search results for new complaints data published today by the Financial Conduct.

  1. FCA finds firms still failing to fully manage benchmark risks

    Press Releases Published: 29/07/2015 Last modified: 29/07/2015
    Firms still have to do further work to identify the full range of their benchmark activities and improve their management of the associated risks according to the Financial Conduct Authority’s ... thematic review of oversight and controls of financial

  2. FCA fines and bans former Investment Analyst at Aviva Investors

    Press Releases Published: 17/11/2015 Last modified: 03/09/2016
    The Financial Conduct Authority (FCA) has today fined Mothahir Miah, a former Investment Analyst at Aviva Investors Global Services Limited (Aviva Investors), £139,000 and banned him from performing any function ... The Final Notice and Press Release

  3. FCA publishes the findings of its work into annuities sales practices and retirement income market

    Press Releases Published: 11/12/2014 Last modified: 11/12/2014
    The Financial Conduct Authority (FCA) has today published the findings of its thematic review into annuity sales practices and the interim findings of a market study into retirement income. ... On the 1 April 2013 the Financial Conduct Authority (FCA)

  4. FCA bans and fines Paul Reynolds £290,344 for misleading and unsuitable advice

    Press Releases Published: 20/05/2015 Last modified: 22/05/2015
    The Financial Conduct Authority (FCA) has fined Paul Reynolds (formerly known as Paul Brian Reynolds) £290,344 and banned him from performing any function in relation to regulated activities on the ... On the 1 April 2013 the Financial Conduct Authority

  5. Accomplishments of the last 5 years

    Speeches Published: 14/03/2018 Last modified: 14/03/2018
    Speech by John Griffith-Jones, Chairman, FCA, delivered at an event hosted by TheCityUK at Linklaters LLP, London.

  6. Evolving the FCA's approach to markets regulation

    Speeches Published: 19/11/2013 Last modified: 19/11/2013
    Keynote speech by David Lawton, Director of Markets, at the FCA Markets Conference 2013. This is the text of the speech as drafted, which may differ from the delivered version.

  7. Phillip Boakes sentenced following FCA prosecution

    Press Releases Published: 06/03/2015 Last modified: 06/03/2015
    Phillip Boakes sentenced following FCA prosecution. Press Releases First published:. 06/03/2015. ... On the 1 April 2013 the Financial Conduct Authority (FCA) became responsible for the conduct supervision of all regulated financial firms and the

  8. Karina McTeague speech on retail banking and payments at the PayExpo 2017

    Speeches Published: 13/11/2017 Last modified: 13/11/2017
    Speech delivered by Karina McTeague, Director of Retail Banking Supervision at the FCA, at the PayExpo 2017 on changes within the payments landscape.

  9. FSA publishes discussion paper on transparency

    Press Releases Published: 04/03/2013 Last modified: 29/03/2013
    The Financial Services Authority (FSA) has published a discussion paper looking at how transparency and more effective disclosure could improve the accountability of the regulator and the financial services industry, and help consumers make more

  10. CP15/39: Rules and guidance on payment protection insurance complaints

    Consultation papers Published: 26/11/2015 Last modified: 30/11/2015
    CP15/39: Rules and guidance on payment protection insurance complaints. Consultation papers First published:. ... Financial Conduct Authority. 25 The North Colonnade. Canary Wharf. London E14 5HS.