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Showing 821 to 830 of 1033 search results for new complaints data published today by the Financial Conduct.

  1. Eight convicted for role in unauthorised collective investment scheme

    Press Releases Published: 01/06/2015 Last modified: 04/06/2015
    In a case brought by the Financial Conduct Authority (FCA) Scott Crawley, Dale Walker, Daniel Forsyth, Brendan Daley, Aaron Petrou, Ross Peters, Adam Hawkins, and Ricky Mitchie have been convicted for ... On the 1 April 2013 the Financial Conduct

  2. Market Watch 72

    Newsletters Published: 11/01/2023 Last modified: 11/01/2023
    In this Market Watch, we outline our recent findings on the quality of service provided by Approved Publication Arrangements (APAs) and Approved Reporting Mechanisms (ARMs), collectively known as Data Reporting Services Providers (DRSPs), to clients

  3. The FCA’s new competition powers: what do they mean for the financial services industry?

    Speeches Published: 21/11/2014 Last modified: 09/11/2016
    Speech by Deb Jones, director of competition at the FCA, at a Scottish Financial Enterprise lunch, hosted by Maclay Murray & Spens LLP, Edinburgh. This is the text of the speech as drafted, which may differ from the delivered version.

  4. Productive finance working group publishes recommendations addressing the barriers to investment in less liquid assets

    Press Releases Published: 27/09/2021 Last modified: 27/09/2021
    The Productive Finance Working Group has today published a series of recommendations which could facilitate greater investment in longer-term, less liquid assets. The Group is industry led, co-chaired by the Governor of the Bank, the Chief Executive

  5. Carbon credit trading scams

    Consumers Scams Published: 10/08/2017 Last modified: 20/03/2023
    Find out how carbon credit trading works, how to avoid scams and what to do if you’re scammed.

  6. Occasional Paper No. 21: Asymmetries in Dark Pool Reference Prices

    Occasional papers Published: 15/09/2016 Last modified: 15/09/2016
    Occasional Paper No. 21: Asymmetries in Dark Pool Reference Prices. Occasional papers First published:. ... Matteo Aquilina, Sean Foley, Peter O’Neill and Thomas Ruf. Matteo Aquilina and Peter O’Neill work in the Chief Economist’s Department of the

  7. FCA consults on new rules to improve the approach to open-ended funds investing in illiquid assets

    Press Releases Published: 08/10/2018 Last modified: 08/10/2018
    The Financial Conduct Authority (FCA) is consulting on new rules and guidance to reduce the potential for harm to investors in funds that hold illiquid assets, particularly under stressed market conditions. These measures will also support the

  8. Fair and effective markets review

    Speeches Published: 14/07/2015 Last modified: 23/10/2015
    Fair and effective markets review. Speeches First published:. 14/07/2015. Last updated: 23/10/2015. ... Speech by Tracey McDermott, director of supervision, investment, wholesale and specialists, at the Financial Conduct Authority (FCA), delivered at the

  9. FCA encourages firms to do more to support ageing population

    Press Releases Published: 22/02/2016 Last modified: 02/03/2017
    A Discussion Paper published today by the Financial Conduct Authority (FCA) is encouraging firms to do more to support the UK’s ageing population and ensure that consumers can access the ... years. There is a real and urgent challenge for the financial

  10. Debt management firms still failing Britain’s most vulnerable consumers, says FCA

    Press Releases Published: 25/06/2015 Last modified: 25/06/2015
    The debt management sector remains one of the UK’s highest risk consumer credit sectors, according to a thematic review published today by the Financial Conduct Authority (FCA). ... On 1 April 2013, the FCA became responsible for the conduct