Search results
Showing 881 to 890 of 1033 search results for new complaints data published today by the Financial Conduct.
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PS18/21: SME access to the Financial Ombudsman Service - near-final rules
Following publication of this Policy Statement with near-final rules, we have now published final rules. Our final rules, which are unchanged from our near-final rules, extend access to the Financial Ombudsman Service (‘the ombudsman service’) -
About our data
The FCA publishes a wide range of data. Find out about the types of data available and how often it is published. -
The FCA fines Porta Verde £25,000 for serious failings in its appointed representatives’ sales practices
Porta Verde Financial Services Limited (Porta Verde) has been fined £25,000 by the Financial Conduct Authority (FCA) after two of its appointed representatives (ARs) mis-sold insurance, often to elderly ... Acting on information from consumer complaints, -
Monitoring orders and transactions – our expectations of firms
Speech by Patrick Spens, Head of Market Monitoring, the FSA, at the Futures Options Association Compliance Forum -
Service standards 2019/20
The FCA measures its performance using service standards. These are the levels of performance that it aims to meet when carrying out its regulatory functions. This service standards analysis is for 2019/20. -
Credit card provider NewDay to provide over £4 million in redress to customers
Credit card firm, NewDay, will refund over £4 million to over 180,000 customers following disclosures made to the Financial Conduct Authority (FCA). ... On 1 April 2013 the FCA became responsible for the conduct supervision of all regulated financial -
Richard Baldwin conviction for money laundering revealed after reporting restrictions lifted
On 13 July 2017, Richard Baldwin was convicted of dealing in criminal property between October 2007 and November 2008. The criminal property laundered was £1.5 million representing the proceeds of a conspiracy to insider deal by Martyn Dodgson and -
Recruit, change or terminate an appointed representative
If you're a principal firm, find out how to recruit, change or terminate appointed representatives (AR) and complete related Approved Persons applications. -
FCA updates on its work on financial advice given to members of the British Steel Pension Scheme (BSPS)
The FCA is aware of concerns about the financial advice received by members of the British Steel Pension Scheme (BSPS). The BSPS is being restructured and this has prompted many members to consider if they should transfer out of a Defined Benefit (DB -
Where to submit your returns
Read our guide for firms to use when submitting notifications to the appropriate regulator.